Building a Framework for Regulatory Ethics

Course Details

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Course Description

The ethical challenges faced by CPAs in today’s dynamic business environment demand that they keep up with the relevant professional standards and rules. As competition in business continues to intensify, pressures exerted on accountants by colleagues, bosses, clients, markets or others to feed constant growth and profitability can be intense. The profession’s unique public interest role means we must be vigilant in our conduct and alert to how things appear to others, which is not so easy. Our Code of Conduct sets us apart from other service providers and demands it. This course will provide a comprehensive update on the conceptual ethical theories, laws, rules, and regulations in the AICPA Code of Professional Conduct 

Using case studies and discussion, this course will provide an overview of the AICPA Code of Professional Conduct, including the conceptual framework approach. Participants will explore the common licensing and CPE issues across state lines. Participants will also gain insights into the application of the standards and rules through discussion and practical examples of ethical situations encountered in your everyday practice.

Learning objectives

  • To recall the format of the AICPA Code of Professional Conduct and who it applies to
  • To identify the steps of the AICPA Code of Professional Conduct Conceptual Framework Approach
  • To identify threats and safegauards using the Conceptual Framework Approach
  • To recognize and apply the conceptual framework approach to a case study
  • To recognize commonalities and differences among the states in their licensing of CPA's

About Presenter

David Peters, CFP, CPA, ChFC®, CLU

Owner, Peters Professional Education, LLC

davidpeterstax@gmail.com

David Peters is the Founder and Owner of Peters Tax Preparation & Consulting in Richmond, VA, as well as a Financial Advisor for Peters Financial, LLC in Rock Hill, SC. He has over fourteen years of experience in financial services, including 3 years in the hedge fund industry and six years in the insurance industry. David was the first-ever Chief Financial Officer at Compare.com - a position he held for over three years. He is a national CPE Instructor/Discussion Leader for the AICPA, Surgent, and Kaplan. He regularly teaches courses in accounting, finance, insurance, financial planning, and ethics throughout the United States. He holds four Masters degrees, and is currently pursuing his PhD in Financial Planning as well as a Juris Doctor degree from University of Dayton School of Law. He contributes regularly to various CPA publications, including NCACPA’s Interim Report, SCACPA’s CPA Report, and VSCPA’s Disclosures. He was also a co-author of the 2018 Virginia CPA Ethics course – a required course for all CPA’s licensed in the Commonwealth of Virginia.

Peters Professional Education provides high quality continuing education courses to financial professionals across several industries, including insurance, financial planning, and accounting. David Peters, the company’s founder, has over 14 years of experience in financial services and has taught courses in financial planning, taxation, risk management, data analytics, and business law for the AICPA, Kaplan Professional, Surgent, the Charlotte CPCU Society, the Virginia Society of CPA’s, and the SC Association of CPA’s. Peters Professional Education works with both CPA societies and financial firms to provide timely content that empowers financial professionals to better serve the evolving needs of their clients.

FAQ

  • To receive CPE credit for the event, you must register for the webcast prior to the start of each program.
  • CPE is available to all eligible participants within 24 hours of each webinar.
  • You must attend complete webinar and respond to all polling questions asked during the webinar. CPE is issued on 50 minute credit hour basis.
  • This event may be a recorded rebroadcast of a live event done in past and the instructor will be available to answer your questions during/after the webinar.
  • If you are Canadian Chartered Professional Accountant (CPA) many of our courses qualifies for your verifiable CPD requirements you will get your certificate for the program. You can check a tab of “Webinar Qualifies for” for the same.However please do verify with respective regulatory body about the eligibility for the same.
  • Many of our courses are approved by “CFP Board” for CE credits of certified financial Planner(CFP). Please check a tab of “Webinar Qualifies for” to verify whether webinar qualifies for CE credits for CFP or not.

Disclaimer

All jurisdictions accept ethics courses from Registry sponsors approved by NASBA to a certain extent. However, some jurisdictions have additional requirements for ethics courses. Please click on the below mentioned link for the additional requirements.https://www.nasbaregistry.org/cpe-requirements

Refund/Cancellation Policy

For more information regarding refund, complaint and program cancellation policies, please contact our offices at 646-688-5128

In case any of the course or live webinars gets cancelled we would be refunding you the entire amount (if paid).

NASBA Approved

MY-CPE LLC, 1600 Highway 6 South, Suite 250, Sugar Land, TX, 77478

MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

upcoming Live CPE Webinars

QuickBooks: Tricky & Complex Situations for Advance Learners
Tuesday, October 20, 2020 | 09:00 AM EDT View Details/Register
Qualified Business Income (QBI) Deduction (IRC §199A) Detailed Study, Analysis,Calculations,Case Studies, Ins & Outs (Latest)
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
The Theory of Constraints and Lean Accounting
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
Individual International Tax Issues - Comprehensive Coverage
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
The Efficacy and Application of 30 Common Trusts
Tuesday, October 20, 2020 | 10:30 AM EDT View Details/Register
Executive Overview of Leases (Topic 842): Exploring Both the Accounting & Tax Implications
Tuesday, October 20, 2020 | 10:30 AM EDT View Details/Register
BEST TAX RETURN WORKSHOP - PARTNERSHIPS & LLCS (FORM 1065)
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
Five steps to an extraordinarily successful accounting firm
Tuesday, October 20, 2020 | 11:00 AM EDT View Details/Register
Practical Guide To Fraud 2020: Including Cash, Inventory & General Frauds
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
Estate Planning Fundamentals for IRAs 2020
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
ACCOUNTANTS & CPA FIRMS - 4 STEPS TO GAIN, RETAIN & EXPAND HIGH VALUE CLIENTS
Tuesday, October 20, 2020 | 12:00 PM EDT View Details/Register
1031 EXCHANGES FROM TAX SAVINGS TO WEALTH CREATION: ACCOUNTANTS, CFO, CONTROLLERS, CPAS, & TAX PROS
Tuesday, October 20, 2020 | 12:00 PM EDT View Details/Register
Dealing with IRS Collections Division (Part I)
Tuesday, October 20, 2020 | 12:30 PM EDT View Details/Register
Excel Tips & Tricks: For every Accountant, CPA, Bookkeeper, Tax Professional, Auditor & Controller
Tuesday, October 20, 2020 | 01:00 PM EDT View Details/Register
ETHICS FOR TAX PROFESSIONALS (LATEST 2020)
Tuesday, October 20, 2020 | 01:30 PM EDT View Details/Register
  • Cost FREE
  • CPE Credits 2
  • Subject Area Ethics (Regulatory)
  • Course Level Basic
  • Instructional Method group internet based
  • Prerequisites None
  • Advanced Preparation None
  • Who should attend? Enrolled Agent Accountant CFO/Controller Business Owner QB Pro Advisor CPA - Small Firm CPA - Mid Size Firm CPA - Large Firm Accounting Firm Cybersecurity Pros CPA (Industry) Auditors Young CPA CPA in Business Entrepreneurial CPA Outsourced CFO Entrepreneurial Accountant
  • Handout Material Download

upcoming Live CPE Webinars

QuickBooks: Tricky & Complex Situations for Advance Learners
Tuesday, October 20, 2020 | 09:00 AM EDT View Details/Register
Qualified Business Income (QBI) Deduction (IRC §199A) Detailed Study, Analysis,Calculations,Case Studies, Ins & Outs (Latest)
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
The Theory of Constraints and Lean Accounting
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
Individual International Tax Issues - Comprehensive Coverage
Tuesday, October 20, 2020 | 10:00 AM EDT View Details/Register
The Efficacy and Application of 30 Common Trusts
Tuesday, October 20, 2020 | 10:30 AM EDT View Details/Register
Executive Overview of Leases (Topic 842): Exploring Both the Accounting & Tax Implications
Tuesday, October 20, 2020 | 10:30 AM EDT View Details/Register
BEST TAX RETURN WORKSHOP - PARTNERSHIPS & LLCS (FORM 1065)
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
Five steps to an extraordinarily successful accounting firm
Tuesday, October 20, 2020 | 11:00 AM EDT View Details/Register
Practical Guide To Fraud 2020: Including Cash, Inventory & General Frauds
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
Estate Planning Fundamentals for IRAs 2020
Tuesday, October 20, 2020 | 08:00 AM PDT View Details/Register
ACCOUNTANTS & CPA FIRMS - 4 STEPS TO GAIN, RETAIN & EXPAND HIGH VALUE CLIENTS
Tuesday, October 20, 2020 | 12:00 PM EDT View Details/Register
1031 EXCHANGES FROM TAX SAVINGS TO WEALTH CREATION: ACCOUNTANTS, CFO, CONTROLLERS, CPAS, & TAX PROS
Tuesday, October 20, 2020 | 12:00 PM EDT View Details/Register
Dealing with IRS Collections Division (Part I)
Tuesday, October 20, 2020 | 12:30 PM EDT View Details/Register
Excel Tips & Tricks: For every Accountant, CPA, Bookkeeper, Tax Professional, Auditor & Controller
Tuesday, October 20, 2020 | 01:00 PM EDT View Details/Register
ETHICS FOR TAX PROFESSIONALS (LATEST 2020)
Tuesday, October 20, 2020 | 01:30 PM EDT View Details/Register