CPE PACKAGES (Incl. Ethics) for Multiple States and Qualifications @ $4/credit. CLICK HERE to view.

Identifying Red Flags in Ethics and Compliance Program Part 1

  • CPA (CA)
  • CRMA
  • CFF
  • CIA
  • CPA (US)
  • CFE
Identifying Red Flags in Ethics and Compliance Program Part 1

4 Credits

$40

Subject Area

Auditing

Webinar Qualifies For

4 CPE credit of Auditing for all CPAs

4 CPE credit for Certified Internal Auditors (CIA)

4 CPE credit for Certification in Risk Management Assurance (CRMA)

4 CPE credit for Certified Fraud Examiners (CFEs)

4 CPD credit (Verifiable) for CPA/CFF

4 CE credit for Certified Financial Planner (Canada)

4 General Educational credit for Tax Professionals / Bookkeepers / Accountants

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Course Description

The most challenging aspect of anti-corruption compliance is ensuring that it is integrated into company operations and the overall business strategy. In the same way that security regulations are only effective if they are accepted, understood and implemented by all, anti-corruption procedures require employees to accept and appreciate their effectiveness in order to ensure appropriate implementation.

Although talented people with the best intentions design anti-corruption compliance procedures, they are up against audacious individuals who can be very creative at bypassing company rules. It is, therefore, necessary to question our way of addressing the issue on a regular basis. Compliance must evolve constantly to adapt to the ever-changing methods used by criminals.

Beyond the illegal exchange of money, corruption can include the agreement to exchange a bribe, hiding the information through bookkeeping, encouraging employees to seek out unethical agreements or preventing them from going to the authorities.

On a positive note, a shift in the cultural acceptance for corporate corruption is occurring as awareness of the issue spreads globally and corporations embrace a more level playing field on which to do business.

A robust ethics and compliance program is much more than just policies and documentation. Ethics and compliance must be ingrained in the company culture and fostered throughout a company’s processes and interactions. 

This CPE workshop outlines strategies for creating and maintaining a strong ethics and compliance program that will keep companies safe from corruption and associated risks. 

The workshop is divided into 2 webinars of 4 CPE hrs each. This first CPE webinar of the workshop discusses the following:

Key topics:

  • Anti-bribery prohibitions
  • What constitutes bribery and corruption? 
  • Consequences of corruption 
  • Anti-corruption training and certifications for employees 
  • Training Executives on Anti-Corruption Laws: Best Practices
  • Ways that a company can establish and reinforce tone at the top

Who should attend:

This CPE webinar is suitable for CPAs, CEOs, CFOs and top management executives and board members of a company. 

It is also a must for those in charge of internal control, risk management or internal audit functions of the company. 

Learning Objectives

  • To appraise the importance of training and follow-up
  • To assess how to instil ethics from the top of the organization

Who Should Attend?

  • CEO
  • CFO/Controller
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Young CPA