CPE PACKAGES (Incl. Ethics) for Multiple States and Qualifications @ $4/credit. CLICK HERE to view.

Identifying Red Flags in Ethics and Compliance Program Part 2

  • CPA (US)
Identifying Red Flags in Ethics and Compliance Program Part 2

4 Credits

$40

Subject Area

Auditing

Webinar Qualifies For

4 CPE credit of Auditing for all CPAs

4 General Educational credit for Tax Professionals / Bookkeepers / Accountants

Course Description

Businesses are coming under increased scrutiny, both at home and abroad, to ensure that their domestic and foreign operations comply with anti-corruption and anti-bribery legislation. International trends towards tougher legislation and increased enforcement of anti-corruption laws internationally make non-compliance a real risk that companies must address as a business priority. There are significant financial, business, and reputational repercussions to not having an anti-corruption policy and effective compliance program in place. These could include criminal charges, hefty fines, and lost revenues. Corruption has widespread economic effects – such as the development and quality of infrastructure – and social effects – like the erosion of trust and threats to national security. 

This workshop outlines strategies for creating and maintaining a strong ethics and compliance program that will keep companies safe from corruption and associated risks. 

The workshop is divided into 2 webinars of 4 CPE hrs each. This second CPE webinar of the workshop discusses the following:

Key topics:

  • How to Establish a Robust Ethics & Compliance Program
  • How to integrate compliance and ethics in the organization's value
  • Compare examples of what makes a compliance program effective
  • Questions that need to be addressed and documented in order to have an effective and robust Ethics and Compliance Program in an organization. 

Who should attend:

This CPE webinar is suitable for CPAs, CEOs, CFOs and top management executives and board members of a company. 

It is also a must for those in charge of internal control, risk management or internal audit functions of the company. 

Learning Objectives

  • To compare examples of what makes a compliance program effective
  • To integrate compliance and ethics in the organization's value

Who Should Attend?

  • CEO
  • CFO/Controller
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Young CPA