CPE Packages (Incl. Ethics) for Multiple States and Qualifications Available. Price $4/credit - CLICK HERE to view.

Regulatory Ethics – Clients

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Frank Castillo

Frank Castillo CPA

Tuesday, July 27, 2021 | 11:30 AM EDT

  • CPA

1 Credit

$10

Subject Area

Ethics (Regulatory)

Webinar Qualifies For

1 CPE credit of Ethics (Regulatory) for all CPAs

1 CPE credit for Certified Fraud Examiners (CFEs)

1 CPD credit (Verifiable) for CPA/CFF

1 CPD credit (Verifiable) for CPA/ABV

1 CPD credit (Verifiable) for Certified Valuation Analyst (CVA)

1 General Educational credit for Tax Professionals / Bookkeepers / Accountants

Upcoming Webinars

everything you need to know about partnerships

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Jul 26, 2021 | 09:00 AM EDT View Details

basis calculations & distributions for pass-thru entity owners schedule k-1 analysis (latest)

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Jul 26, 2021 | 09:00 AM EDT View Details

sox internal controls for inventory

Jul 26, 2021 | 09:30 AM EDT View Details

basic concepts of fixed asset accounting

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Jul 26, 2021 | 09:30 AM EDT View Details

quickbooks for desktop pc exploring the interface - for beginners

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Jul 26, 2021 | 10:00 AM EDT View Details

yellow book boot camp – introduction to nfp and governmental accounting & auditing

Jul 26, 2021 | 10:00 AM EDT View Details

excel accountant: intro to spreadsheets in-depth

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Jul 26, 2021 | 10:00 AM EDT View Details

2020 t2 - step-by-step guide preparing t2 return in profile

Jul 26, 2021 | 10:00 AM EDT View Details

workplace culture

Jul 26, 2021 | 10:00 AM EDT View Details

employment law – what will get you sued in 2021

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Jul 26, 2021 | 10:30 AM EDT View Details

ethics irs circular 230 - controversy side of circular 230

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Jul 26, 2021 | 10:30 AM EDT View Details

s-corp preparation, basis calculations & distributions – form 1120s schedule k & k-1 analysis

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Jul 26, 2021 | 11:00 AM EDT View Details

agile auditing

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Jul 26, 2021 | 11:00 AM EDT View Details

itemized deduction updates - with examples & case studies (basic overview)

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Jul 26, 2021 | 11:30 AM EDT View Details

excel’s data validation tools - keep out bad data from the start

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Jul 26, 2021 | 11:30 AM EDT View Details

This Course is Also Available in Self Study (On-Demand)

Click Here

Course Description

CPAs many times have an opportunity to do business with clients beyond the straightforward monetary payment for legal services rendered. Sometimes clients wish to offer their CPA an ownership interest in a start-up business as payment for some services provided, or CPAs wish to acquire an interest in property owned by the client to secure payment for future fees. Sometimes a client would like to partner with their CPAs to pursue a new business opportunity, or sometimes a client simply cannot pay a bill and wishes to trade property the client owns or barter professional services for payment. Each of these situations is permissible, but all present a potential concurrent conflict of interest with a client. How to ethically navigate these conflicts is specifically regulated by regulatory ethics rules.  

Regulatory ethics is a body of law and practical political philosophy that governs the conduct of civil servants and the members of regulatory agencies. Every CPA has to follow these standards in order to complete fiduciary and professional responsibility. 

Client-related transactions serve as the focal point for this Regulatory Ethics course. This regulatory CPE ethics webinar for CPAs will cover a vast area that would help in examining potential impairments to independence, conflicts of interest, and business transactions through the lens of a CPA.

The Key Topics included in the online CPE webinar are as follows: 

  • Director Position
  • Management Responsibilities
  • Benefit Plan Administration
  • Bookkeeping, Payroll, and Other Disbursements - Independence
  • Business Risk consulting
  • Finance Consulting
  • Contingent fees – When Permitted and Not-permitted
  • Subpoenas and Summons
  • Hosting
  • Records Request

Learning Objectives

  • To recall activities performed for attest clients which may be considered an impairment of independence by CPAs in accordance with the AICPA Code of Professional Conduct.
  • To identify various threats and risks CPAs face when conducting mutual business with attest clients.
  • To recall independence impairments and responsibilities CPA’s must consider when charging contingent fees and providing hosting services.

Who Should Attend?

  • Certified Fraud Examiner
  • Certified Public Accountant
  • Certified Valuation Analysts
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Young CPA

Testimonial

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