CPE PACKAGES (Incl. Ethics) for Multiple States and Qualifications @ $4/credit. CLICK HERE to view.

Regulatory Ethics – Data

  • CRMA
  • CFE
  • CIA
  • CMA
  • CPA (US)
  • IAP
  • QIAL
Regulatory Ethics – Data

1 Credit


Subject Area

Ethics (Regulatory)

Webinar Qualifies For

1 CPE credit of Ethics (Regulatory) for all CPAs

1 CPE credit for Certified Management Accountants (CMA)

1 CPE credit for Certified Internal Auditors (CIA)

1 CPE credit for Qualification in Internal Audit Leadership (QIAL)

1 CPE credit for Internal Audit Practitioner (IAP)

1 CPE credit for Certification in Risk Management Assurance (CRMA)

1 CPE credit for Certified Fraud Examiners (CFEs)

1 General Educational credit for Tax Professionals / Bookkeepers / Accountants

This Course is Also Available in Self Study (On-Demand)

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Course Description

Data is the lifeblood of business. CPAs do not only deal with confidential client processes and information, but also with key financial and non-financial data. When client provides such data to a CPA, they expect it to be safeguarded from internal and external security threats.  As such, CPA’s must also be vigilant in safeguarding this client data according to Federal and State regulatory requirements. 

This Ethics CPE webinar for CPAs covers key considerations CPA’s should be mindful of concerning client data including:

  1. Requirements for maintaining confidential client information
  2. Malpractice considerations regarding data
  3. Client Record Retention requirements

The key topics included in the webinar are as follows: 

  • Confidential Information 
  • Conceptual Framework for Members in Public Practice
  • Risks and Malpractice Considerations
  • Disclosing Information to Clients
  • Third-Party Service Provider
  • Record Retention systems

Learning Objectives

  • To recall actions that CPAs should undertake to remain compliant with the AICPA Confidential Client Information Rule
  • To recall key considerations that CPAs should make when developing record retention policies.
  • To identify key characteristics of a well-designed record retention system.

Who Should Attend?

  • Accountant
  • Accounting and audit managers/practitioners
  • Accounting Firm
  • Auditors
  • Certified Fraud Examiner
  • Certified Management Accountant
  • Compliance and ethics managers
  • Compliance Managers
  • Compliance Officers
  • CPA (Industry)
  • CPA - Large Firm
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Risk Managers
  • Young CPA