CPE PACKAGES (Incl. Ethics) for Multiple States and Qualifications @ $4/credit. CLICK HERE to view.

Segregation of duties, Documentation and other essentials for Management of Internal Controls

  • CPA (CA)
  • CRMA
  • CGAP
  • CIA
  • CMA
  • CPA (US)
  • IAP
  • QIAL
Segregation of duties, Documentation and other essentials for Management of Internal Controls

6 Credits


Subject Area


Webinar Qualifies For

6 CPE credit of Auditing for all CPAs

6 CPE credit for Certified Management Accountants (CMA)

6 CPE credit for Certified Internal Auditors (CIA)

6 CPE credit for Qualification in Internal Audit Leadership (QIAL)

6 CPE credit for Internal Audit Practitioner (IAP)

6 CPE credit for Certified Government Auditing Professional (CGAP)

6 CPE credit for Certification in Risk Management Assurance (CRMA)

6 General Educational credit for Tax Professionals / Bookkeepers / Accountants

This Course is Also Available in Self Study (On-Demand)

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Course Description

The effects of the many corporate scandals over the past twenty years have made it very clear that internal control is the responsibility of management – not the internal or external auditors. This requires every single individual within the organization, regardless of their role, to understand the concepts of internal controls and how they vary from day-to-day tasks of their job function

COSO 2013 has turned the focus upon understanding internal control and embedding the proper processes into the organization's daily activities. COSO 2013 added key control aspects to mandate knowledge of business and regulatory changes as well as an increased focus on information technology and fraud. It is imperative that all professionals understand the roles and responsibilities incumbent upon them when it relates to internal control. 

It is also imperative that management learn and accept their critical role as it relates to the management and monitoring of internal controls.

This online CPE webinar covers the following key topics:

  • Internal control focus
  • Internal control definition and history
  • Internal control advantages/disadvantages
  • COSO overview
  • COSO 1992
  • COSO 2013
  • Methods to educate management 
  • Setting the stage
  • Key monitoring methods

Learning Objectives

  • To explore The Internal Control Focus
  • To explore the definition and history of Internal Control
  • To recognize the advantages and disadvantages of Internal Control
  • To explore an overview of COSO 1992 and COSO 2013
  • To identify Methods to Educate Management.

Who Should Attend?

  • Accountant
  • Accounting and audit managers/practitioners
  • Assistant Controllers
  • Auditors
  • CEO
  • Certified Management Accountant
  • Certified Valuation Analysts
  • CFO/Controller
  • Compliance Managers
  • Compliance Officers
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Entrepreneurial Accountant
  • Entrepreneurial CPA
  • Fraud & Forensic Auditor
  • Risk Managers
  • Senior Accountant
  • Staff of Accounting Firm
  • Young CPA


    [average] => 3.8333
    [no_of_record] => 6