CPE Packages (Incl. Ethics) for Multiple States and Qualifications Available. Price $4/credit - CLICK HERE to view.

Staying Out of Jail: Leveraging the Dept. of Justice Compliance Guidance

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Robert Zafft

Zafft Associates, LLC

Tuesday, May 25, 2021 | 02:00 PM EDT

  • CFF
  • CFEs
  • CPA (US)

1 Credit


Subject Area

Ethics (Behavioral)

Webinar Qualifies For

1 CPE credit of Ethics (Behavioural) for all CPAs

1 CPE credit for Certified Management Accountants (CMA)

1 CPE credit for Certified Fraud Examiners (CFEs)

1 CPD credit (Verifiable) for CPA/CFF

1 General Educational credit for Tax Professionals / Bookkeepers / Accountants

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Course Description

U.S. Dept of Justice Compliance Guidance states that ““High-level [company] personnel…shall ensure that the organization has an effective compliance and ethics program.”

The Evaluation of Corporate Compliance Programs is the U.S. Department of Justice’s guidance to federal prosecutors on how to determine the size and severity of punishment a company should face in the event of a compliance failure. With their June 2020 update to the guidance, regulators have also sought to provide guidance and transparency to organizations by clearly communicating their expectations of what a well-designed and properly executed compliance program should look like.

Compliance officers can start by answering the three questions the DOJ instructs prosecutors to ask at the start of their evaluation: 1) Is the corporation’s compliance program well designed? 2) Is the program adequately resourced and empowered to function? 3) Does the program work in practice?

The DOJ will favor those who follow the Guidance and punish those who don’t.  

Your freedom, your career, and your company therefore depend on understanding and leveraging the DOJ Guidance for maximum benefit.

This online CPE webinar will discuss that how you can leverage the DOJ guidance for maximum benefit.

The online CPE webinar has following key topics:

  • What is DOJ guidance
  • How the DOJ guidance should be used
  • What the DOJ is looking for in a compliance program

Learning Objectives

  • To Find out what the Department of Justice Guidance provides.
  • To discover what the Guidance actually means.
  • To evaluate the ways to leverage the Guidance for maximum benefit to yourself and your business.

Who Should Attend?

  • Certified Fraud Examiner
  • Certified Management Accountant
  • CFO/Controller
  • Chief Accounting Officer
  • Compliance and ethics managers
  • Compliance Managers
  • Compliance Officers
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Fraud Examiner
  • Management Consultant
  • Young CPA


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