Internal and System Controls

4.4 (8)

Thomas Coghlan, MBA

CPE University, LLC

  • CPA
  • CMA
  • CGMA
  • CPA(Canada)
  • CCSA
  • CIA
  • CRMA
  • QIAL

Before starting this self study program, please go through the instructional document.


  • Risk Assessmnet and Management3 mins
  • Organization Control Elements17 mins
  • Directive Control: Limit Access34 mins
  • Material Misstatement75 mins
  • Purpose of Internal Audits84 mins
  • Goals of Information Security103 mins

Course Description

This webinar will provide an overview of the essential elements of internal and systems controls. Special consideration is given to understanding risk, internal control frameworks, corporate governance, legal requirements, the role of external and internal auditing, and systems controls.  

Key Topics include:

  • Risks and Internal Controls
  • Internal Control Framework
  • Types of Internal Controls
  • Governance and the Board of Directors
  • Legal Compliance
  • Role of External Auditors
  • Role of Internal Auditors
  • Systems Controls
  • Security Measures

This webinar will provide a pathway to developing your analytical and critical-thinking skills and closing skills gaps in a variety of relevant topics.

Learning Objectives

  • To explore risk and how internal controls can mitigate risk. Define inherent risk, control risk and detection risk.
  • To identify the five components of the Committee of Sponsoring Organization's (COSO) internal control model.
  • To identify the Board of Directors role related to company operations and the shareholders.
  • To explore the internal control portions of the Foreign Corrupt Practices Act and the Sarbanes-Oxley Act.
  • To recognize the role of the Public Company Accounting Oversight Board (PCAOB) in providing guidance in auditing internal controls.

Who Should Attend?

  • Accountant
  • CPA - Small Firm
  • CPA - Mid Size Firm
  • Accounting Firm
  • Auditors
  • CPA in Business
  • Tax Accountant (Industry)
  • Accounting Practice Owners
  • Senior Accountant
  • VP Accounts
  • Accounts Director
  • CEO
  • VP Finance
  • Cloud Accountants
  • Chief Accounting Officer
  • Accounting Managers
  • Staff of Accounting Firm





The percent complete was only at 77% when the video finished.


Great presentation