Overview
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AICPA Code of Professional Conduct
4 mins
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Disclosing information to Clients
10 mins
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Director Responsibilites
19 mins
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Importance of good documentation
27 mins
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Course Description
Data is the lifeblood of business. CPAs do not only deal with the confidential client processes and information, but also with key financial and non-financial data. When client provides such data to a CPA, they expect it to be safeguarded from internal and external security threats. As such, CPA’s must also be vigilant in safeguarding this client data according to Federal and State regulatory requirements.
This Ethics CPE webinar for CPAs covers key considerations CPA’s should be mindful of concerning client data including:
1) Requirements for maintaining confidential client information
2) Malpractice considerations regarding data
3) Client Record Retention requirements
The key topics included in the webinar are as follows:
- Confidential Information
- Conceptual Framework for Members in Public Practice
- Risks and Malpractice Considerations
- Disclosing Information to Clients
- Third-Party Service Provider
- Record Retention systems
Learning Objectives
- To recall actions that CPAs should undertake to remain compliant with the AICPA Confidential Client Information Rule.
- To recall key considerations that CPAs should make when developing record retention policies.
- To identify key characteristics of a well-designed record retention system.
Recommended For
This Ethics CPE webinar for CPAs is recommended for CPAs desiring of satisfying the Regulatory Professional Ethics requirement as per the AICPA Code of Conduct.
Who Should Attend?
- Accountant
- Accounting and audit managers/practitioners
- Accounting Firm
- Accounting Managers
- Auditors
- Certified Fraud Examiner
- Certified Management Accountant (CMA)
- CPA (Industry)
- CPA - Mid Size Firm
- CPA - Small Firm
- CPA in Business
- Entrepreneurial Accountant
- Entrepreneurial CPA
- Risk Managers
- Senior Accountant
- Staff of Accounting Firm
- Young CPA
