SEC Segment 4: SEC Reporting Focus on 10-K, 10-Q and 8-K

Webinar Qualifies For

• 2 CPE Credit of Finance for Certified Public Accountants (CPA-US)
• 2 General Credit of Finance for Accountant/Bookkeeper/Tax Professionals
• 2 CPE Credit of Corporate Finance for Certified Management Accountants (CMA)
• 2 CPE Credit of Finance for Certified Valuation Analyst (CVA)
• 2 CPD Credit of Finance for Accredited in Business Valuation (ABV)
• 2 PL Credit of Finance for Chartered Financial Analyst (CFA)
• 2 CPE Credit of Regulation for Chartered Financial Consultant (ChFC)
• 2 CPE Credit of Finance for Certified Government Financial Manager (CGFM)
• 2 CE Credit of Financial Accounting and Reporting for Certified Treasury Professional (CTP)
• 2 CE Credit for Certified Wealth Strategist (CWS)
• 2 CE Credit for Certified Fiduciary and Investment Risk Specialist (CFIRS)
• 2 CPE Credit of Regulation for Retirement Income Certified Professional (RICP)
• 2 CPE Credit of Regulation for Financial Services Certified Professional (FSCP)
• 2 CPE Credit of Regulation for Wealth Management Certified Professional (WMCP)
• 2 CE Credit of Common financial investments/ decision types for Certified FP&A Professional (FP&A)
• 2 CPE Credit of Finance for Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA)
• 2 CPE Credit of Regulation for Chartered Advisor in Senior Living (CASL)
• 2 CPE Credit of Finance for Iowa Licensed Public Accountant (IA-LPA)
• 2 PL Credit of Finance for CIPM
• 2 CPE Credit of Finance for Maine Licensed Public Accountant (ME-LPA)
• 2 CPE Credit of Regulation for Chartered Special Needs Consultant (ChSNC)
• 2 CPE Credit of Finance for Delaware Licensed Public Accountant (DE-LPA)

About Instructor

Lynn Fountain, CRMA, CPA (US), CGMA, MBA

Owner, Lynn Fountain Consulting and Training

Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance.  Lynn has held two Chief Audit Executive (CAE) positions for international companies.   In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees.  The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.

Ms. Fountain is currently engaged in her own consulting and training practice.  She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit.  She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training.  She is the author of three separate technical books.  

• Raise the Red Flag – The Internal Auditors Guide to Fraud Evaluations”.
• Leading the Internal Audit Function
• Ethics and the Internal Auditor’s Dilemma

Ms. Fountain obtained her BSBA from Pittsburg State University and her MBA from Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials. 


Additional Information

NASBA APPROVED

MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478

MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.