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Ten Confessions of a Fiduciary

4.7 (35)

Terri Mcgray, CFP, Others


Tuesday, November 05, 2019 | 01:30 PM EDT

  • CPA

1.5 Credits


Subject Area

Specialized Knowledge

Course Description

If you serve as trustee for a client you may be a fiduciary under the law. And while ERISA rules do not require employers to set up a qualified retirement plan for employees, if you do set up a plan you are likely deemed a fiduciary. Fiduciary status is based on the functions performed, not by title. Consequently, you or your employees may be unknowingly acting as a fiduciary and, therefore, subject to risks and liabilities. This webinar will address the rules and requirements around fiduciary laws, review lititagion cases and developments around fiduciary responsibilities and DOL investigations.

Learning Objectives

  • The significance of being a fiduciary as a trustee or sponsor of 401(k)
  • Identifying potential conflicts of interest
  • Due diligence and best practices
  • Case law studies
  • How to reduce risk and mitigate liability

Who Should Attend?

  • Accountant
  • Accounting Firm
  • Bookkeeper
  • CFO/Controller
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • CPA in Business
  • Entrepreneurial CPA
  • Finance Director
  • Others
  • Senior Accountant
  • Tax Attorney
  • Tax Firm
  • Tax Practitioners
  • Tax Pros
  • VP Finance


    [no_of_record] => 35
    [average] => 4.6571