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Is the SEC Leveling the Playing Field for Retail Investors?
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Subscribe06 OCT 2026 / SEC UPDATES
The Securities and Exchange Commission (SEC) is proposing changes to enable individual investors to gain broader access to alternative assets such as private equity, private credit, and venture capital among others. The changes could include expanding performance-based fees, modernizing interval funds and qualifying professionals like CPAs, CFAs, and CFPs as accredited investors. The proposals come at a time where companies are increasingly staying private for longer periods, adding to the need for fresh capital. This could potentially diversify retail investors' portfolios and introduce a new source of capital for traditionally institutional fund managers.
Private markets have spent decades behind a velvet rope. Now the SEC wants to move that rope closer to Main Street. On September 30, 2026, the Securities and Exchange Commission proposed a package of changes that could give individual investors broader ac...
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