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January 2026 Recap: Compliance & Regulatory Insights in 10 Mins
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Subscribe04 FEB 2026 / MONTHLY REGULATORY CAPSULE
The January 2026 edition of Compliance & Regulatory Insights provides updates on the latest rulings, fines, and compliance trends within financial industries. Key updates from the SEC include a $40M fine to ADM, a $10M order win in the Cemtrex fraud case, and the SEC dropping its fraud case against the former CFO of Rio Tinto, while major IRS updates include nearly $1 billion in penalty relief to taxpayers due to pandemic pause issues, clarified rules regarding overtime deduction, and the revival of a 40% expatriation tax.
Welcome to the January 2026 edition of Compliance & Regulatory Insights. In this recap, we dive into the latest regulatory updates and compliance trends, covering significant actions from the SEC, IRS, and AICPA. From penalty relief for taxpayers to s...
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