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Adding Value to Retirement Plan Audits through Plan Governance: Overview

4.4 (125)

Kathleen Dulko, CPA (US), CPFA

Ashford Investment Advisors

Thursday, April 15, 2021 | 02:30 PM EDT

  • CIA
  • CPA (US)
  • CVA
  • IAP
  • QIAL
  • CFE

1 Credit

FREE

Subject Area

Auditing

Webinar Qualifies For

1 CPE credit of Auditing for all CPAs

1 CPE credit for Certified Internal Auditors (CIA)

1 CPE credit for Certified Fraud Examiners (CFEs)

1 CPE credit for Internal Audit Practitioner (IAP)

1 CPE credit for Qualification in Internal Audit Leadership (QIAL)

1 CPD credit (Verifiable) for Certified Valuation Analyst (CVA)

1 General Educational credit for Tax Professionals / Bookkeepers / Accountants

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Course Description

The number one reason for lawsuits against employer sponsored retirement plans is breach of fiduciary responsibility. Plan auditors are in a perfect position to detect gaps in plan oversight; however, most audit procedures don’t include simple steps that would identify those breaches.

Participants of this online audit webinar for CPAs will take away a fresh perspective on how they can add value to retirement plan audits. By focusing on plan governance, auditors can make performance improvement observations that will help plan sponsors understand the prudent process they are required to follow and improve the quality of the retirement plan they offer employees. 

This Online CPE Webinar covers following Key Topics:

  • An overview of retirement plan governance issues.
  • How to incorporate plan governance into audit procedures.
  • Key improvement observations related to planning governance.


Recommended for :

This Retirement Plan Audit webinar is recommended for practitioners responsible for planning and performing employee benefit plan audit engagements

Learning Objectives

  • To discuss about retirement plan governance issues.
  • To explain how to incorporate plan governance into audit procedures.
  • To discuss key improvement observations related to plan governance.

Who Should Attend?

  • Certified Fraud Examiner
  • Certified Valuation Analysts
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Young CPA

Testimonial

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(
    [no_of_record] => 125
    [average] => 4.4240
)
 

4.4

(125)
56%
31%
12%
1%
0%

KL

Overall experience was great the allotted time was reasonable and the materials presented are relevant to my job responsibilities.

KL

Overall experience was great the allotted time was reasonable and the materials presented are relevant to my job responsibilities.

MB

The webinar was very informative and easy to follow along with.

AS

Great one hour CPE that was relevant to my current duties.

SJ

Great starting points for retirement plan audits.

BO

Excellent