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Retirement Plan Governance Best Practices: Fiduciary Responsibility

4.6 (41)

Kathleen Dulko, CPA (US), CPFA

Ashford Investment Advisors

Thursday, June 17, 2021 | 12:00 PM EDT

  • AFSP
  • CPA (US)
  • EA
  • Tax Preparer
  • CTEC
  • ERPA

1 Credit

FREE

Subject Area

Taxes

Webinar Qualifies For

1 CPE credit of Taxes for all CPAs

1 CE credit of Federal Tax Related Matters for Enrolled Agents ( IRS Approved : GEHNZ ) (Approval No. GEHNZ-T-00555-21-O)

1 CE credit of Federal Tax Subjects for California Tax Professionals (CTEC Approved - 6273) (Approval No. 6273-CE-0535)

1 CE credit of Annual Filing Season program (AFSP)( IRS Approved : GEHNZ )

1 CE credit of Federal Tax for Maryland Tax Preparers (Approval No. GEHNZ-T-00555-21-O)

1 CE credit of Qualified Retirement Plan for ERPAs (Approval No. GEHNZ-Q-00576-21-O)

1 CE credit of Federal Tax for Oregon Tax Preparers (Approval No. GEHNZ-T-00555-21-O)

1 General Educational credit for Tax Professionals / Bookkeepers / Accountants

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Course Description

A fiduciary is a person or organization that acts on behalf of another person or persons, putting their clients' interests ahead of their own, with a duty to preserve good faith and trust. Being a fiduciary thus requires being bound both legally and ethically to act in the other's best interests. 
A retirement plan governance carries the duty of care and trust for the participants and the action is taken must be for the benefit of the participants. By focusing on plan governance, plan sponsors can implement a prudent process for carrying out their fiduciary responsibility, and improve the quality of the retirement plan they offer employees. 

In this Retirement best practices CPE webinar, participants will take away a fresh perspective on:
  • Fiduciary responsibility, 
  • Identify the fiduciaries to their retirement plans, and 
  • Implement best practices in fulfilling their fiduciary responsibility.

This best practices webinar will cover the following key topics:
  • Taking an overview of Fiduciary Responsibility
  • Various strategies to implement best practices to carry out fiduciary responsibility
  • Implementing various strategies of best practices into the company plan

Learning Objectives

  • To identify meaning and role of being a fiduciary.
  • To identify who is a fiduciary to your retirement plan.
  • To implement best practices.

Who Should Attend?

  • California Registered Tax Professional
  • Compliance Managers
  • Compliance Officers
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Enrolled Agent
  • Maryland Tax Preparers
  • Oregon Tax Preparers
  • Tax Accountant (Industry)
  • Tax Attorney
  • Tax Director (Industry)
  • Tax Firm
  • Tax Managers
  • Tax Practitioners
  • Tax Preparer
  • Tax Professionals
  • Tax Pros
  • Young CPA

Testimonial

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(
    [no_of_record] => 41
    [average] => 4.5610
)
 

4.6

(41)
63%
29%
7%
0%
0%

HM

Testing Purpose

AG

Very good information on fiduciary responsibility.

NR

The presenter was excellent and very easy to understand the points she was making

DG

It seemed like the speaker was reading the presentation.