MYCPE ONE

401(k) Plan Compliance and Advisory Strategies

Strengthen 401(k) Compliance and Oversight

certificate
4150

Enrollments

5/5(3.9K+ Reviews)
  • rating
  • rating
  • rating
  • rating
  • rating
Published on June, 2026
img
Multiple

Qualifications 

16

Credits

16 Hours

Learning Duration

$299

Training Program Access

Overview

What You’ll learn

Managing qualified retirement plans requires more than understanding contribution limits and filing requirements. Plan sponsors and advisors must navigate compliance obligations, fiduciary responsibilities, internal controls, and evolving regulatory expectations to reduce operational and legal risks.

The training program, “401(k) Plan Compliance and Advisory Strategies”, focuses on practical strategies for managing qualified retirement plans and strengthening compliance oversight. It covers qualified plan requirements, pension and defined benefit updates, fiduciary risk considerations, retirement plan design for closely held companies, and internal compliance audit procedures for 401(k) and profit-sharing plans.

By focusing on real-world compliance and advisory scenarios, this training helps professionals evaluate plan risks, improve governance practices, and apply structured approaches to retirement plan oversight and compliance management.

Get Deeper Understanding of:
  • Qualified retirement plan compliance requirements
  • 401(k) and profit-sharing plan audit procedures
  • Fiduciary responsibilities and litigation risk considerations
  • Retirement plan design for closely held businesses
  • Governance and internal compliance oversight strategies
Recommended For:
  • This program is designed for Certified Public Accountants (CPA-US), retirement plan advisors, ERISA professionals, and compliance professionals involved in qualified retirement plan oversight and administration.
  • It is particularly relevant for professionals working with 401(k), profit-sharing, pension, and defined benefit plans. Those responsible for plan compliance, fiduciary oversight, internal audits, and retirement plan advisory services will find this training directly aligned with their responsibilities.
  • It is also suitable for professionals looking to strengthen their understanding of retirement plan governance, reduce compliance risks, and improve advisory capabilities in qualified plan environments.
Resources included
  • Handout PDFs for every Module.
  • Glossary/Key Terms for every module.
  • Q&A directly with instructors.

Courses

A Guide to Fundamental Qualified Plan Requirements - Part 1A Guide to Fundamental Qualified Plan Requirements - Part 22026 Updates on Basics for Pension & Defined Benefit PlansDesigning Best Retirement Plan for Closely Held CompaniesProtect Your Client’s 401(k)/403(b) Plan from Fiduciary Litigation401(k)-Profit Sharing Plan Internal Compliance Audit-Part 1401(k)-Profit Sharing Plan Internal Compliance Audit-Part 2401(k) -Profit Sharing Plan Internal Compliance Audit - Part 3401(k) - Profit Sharing Plan Internal Compliance Audit - Part 4
Course Title Time Credits Learning Format
1.5 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 335564) (Valid upto : Dec 31, 2025) 1.5 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01878) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) 1.5 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 335564) (Valid upto : Dec 31, 2025) 1.5 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01878) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) 1.5 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02320-25-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
On Demand (video)
  • Compare plan operation and provisions to ensure compliance with IRS requirements and regulations.
  • Identify essential design features, including eligibility, entry dates, and vesting, for retirement plans.
  • Evaluate different qualified retirement plan types and their suitability for your organization’s needs.
1.5 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 335566) (Valid upto : Dec 31, 2025) 1.5 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01887) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Enrolled Retirement Plan Agent (ERPA) 1.5 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 335566) (Valid upto : Dec 31, 2025) 1.5 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01887) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Enrolled Retirement Plan Agent (ERPA) 1.5 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02334-25-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
On Demand (video)
  • Identify key employees and understand their impact on qualified retirement plan compliance.
  • Analyze compensation structures to ensure equitable contribution allocations across different employee classifications.
  • Discuss ancillary benefits such as loans and hardship distributions in accordance with plan regulations.
2.5 Hours
License details Credits Status
Finance for Certified Public Accountants (CPA-US) 2.5 CPE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 349400) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Personal Financial Planning for Personal Financial Specialist (PFS) 2.5 CPD Eligible
Finance for Chartered Financial Analyst (CFA) 2.5 PL Eligible
Finance for Chartered Financial Consultant (ChFC) 2.5 CE Eligible
Finance for Delaware Licensed Public Accountant (DE-LPA) 2.5 CPE Approved
Financial Planning for Certified Wealth Strategist (CWS) 2.5 CE Eligible
Finance for Retirement Income Certified Professional (RICP) 2.5 CE Eligible
Finance for Certified Investment Management Analyst (CIMA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2.5 CE Eligible
Finance for Certified Private Wealth Advisor (CPWA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Financial Planning for Chartered Life Underwriter (CLU) 2.5 CE Eligible
Finance for Financial Services Certified Professional (FSCP) 2.5 CE Eligible
Finance for Wealth Management Certified Professional (WMCP) 2.5 CE Eligible
Finance for Iowa Licensed Public Accountant (IA-LPA) 2.5 CPE Approved
Finance for Retirement Management Advisor (RMA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Finance for Chartered Advisor in Senior Living (CASL) 2.5 CE Eligible
Finance for Chartered Advisor in Philanthropy (CAP) 2.5 CE Eligible
Finance for Maine Licensed Public Accountant (ME-LPA) 2.5 CPE Approved
Finance for Certificate in Investment Performance Measurement (CIPM) 2.5 PL Eligible
Finance for Chartered Special Needs Consultant (ChSNC) 2.5 CE Eligible
License details Credits Status
Finance for Certified Public Accountants (CPA-US) 2.5 CPE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 349400) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Personal Financial Planning for Personal Financial Specialist (PFS) 2.5 CPD Eligible
Finance for Chartered Financial Analyst (CFA) 2.5 PL Eligible
Finance for Chartered Financial Consultant (ChFC) 2.5 CE Eligible
Finance for Delaware Licensed Public Accountant (DE-LPA) 2.5 CPE Approved
Financial Planning for Certified Wealth Strategist (CWS) 2.5 CE Eligible
Finance for Retirement Income Certified Professional (RICP) 2.5 CE Eligible
Finance for Certified Investment Management Analyst (CIMA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2.5 CE Eligible
Finance for Certified Private Wealth Advisor (CPWA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Financial Planning for Chartered Life Underwriter (CLU) 2.5 CE Eligible
Finance for Financial Services Certified Professional (FSCP) 2.5 CE Eligible
Finance for Wealth Management Certified Professional (WMCP) 2.5 CE Eligible
Finance for Iowa Licensed Public Accountant (IA-LPA) 2.5 CPE Approved
Finance for Retirement Management Advisor (RMA) (Approval No. 26MYCPE002) (Valid upto : Dec 31, 2026) 2.5 CE Approved
Finance for Chartered Advisor in Senior Living (CASL) 2.5 CE Eligible
Finance for Chartered Advisor in Philanthropy (CAP) 2.5 CE Eligible
Finance for Maine Licensed Public Accountant (ME-LPA) 2.5 CPE Approved
Finance for Certificate in Investment Performance Measurement (CIPM) 2.5 PL Eligible
Finance for Chartered Special Needs Consultant (ChSNC) 2.5 CE Eligible
On Demand (video)
  • Explain the structure and function of Defined Benefit Plans.
  • Identify key funding requirements and actuarial considerations.
  • Analyze vesting rules and their impact on employee retention.
2 Hours
License details Credits Status
Finance for Certified Public Accountants (CPA-US) 2 CPE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 348240) (Valid upto : Dec 31, 2026) 2 CE Approved
Retirement and Financial Independence Planning for Personal Financial Specialist (PFS) 2 CPD Eligible
Finance for Chartered Financial Analyst (CFA) 2 PL Eligible
Finance for Chartered Financial Consultant (ChFC) 2 CE Eligible
Finance for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Trust and Estate Practitioners (TEP) 2 CPD Eligible
Financial Planning for Certified Wealth Strategist (CWS) 2 CE Eligible
Finance for Retirement Income Certified Professional (RICP) 2 CE Eligible
Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 2 CE Eligible
Finance for Financial Services Certified Professional (FSCP) 2 CE Eligible
Finance for Wealth Management Certified Professional (WMCP) 2 CE Eligible
Finance for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
Finance for Chartered Advisor in Senior Living (CASL) 2 CE Eligible
Finance for Certificate in Investment Performance Measurement (CIPM) 2 PL Eligible
Finance for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 2 CE Eligible
Finance for Chartered Special Needs Consultant (ChSNC) 2 CE Eligible
License details Credits Status
Finance for Certified Public Accountants (CPA-US) 2 CPE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 348240) (Valid upto : Dec 31, 2026) 2 CE Approved
Retirement and Financial Independence Planning for Personal Financial Specialist (PFS) 2 CPD Eligible
Finance for Chartered Financial Analyst (CFA) 2 PL Eligible
Finance for Chartered Financial Consultant (ChFC) 2 CE Eligible
Finance for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Trust and Estate Practitioners (TEP) 2 CPD Eligible
Financial Planning for Certified Wealth Strategist (CWS) 2 CE Eligible
Finance for Retirement Income Certified Professional (RICP) 2 CE Eligible
Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 2 CE Eligible
Finance for Financial Services Certified Professional (FSCP) 2 CE Eligible
Finance for Wealth Management Certified Professional (WMCP) 2 CE Eligible
Finance for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
Finance for Chartered Advisor in Senior Living (CASL) 2 CE Eligible
Finance for Certificate in Investment Performance Measurement (CIPM) 2 PL Eligible
Finance for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 2 CE Eligible
Finance for Chartered Special Needs Consultant (ChSNC) 2 CE Eligible
On Demand (video)
  • To identify which plans can be designed to satisfy the business owners’ goals, usually to benefit them primarily and their key employees.
  • To explain which plan provisions and IRS guidelines assist in this goal and examples of several effective alternatives.
  • To familiarize with the various plan types and the alternate designs for those plans, where they fit best, and specific examples of the results.
2 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 2 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 337377) (Valid upto : Dec 31, 2025) 2 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02046) 2 CE Approved
Taxes for Personal Financial Specialist (PFS) 2 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 2 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 2 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-02661-25-S) 2 CE Approved
Estate Planning for Trust and Estate Practitioners (TEP) 2 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 2 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 2 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 2 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 2 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 2 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 2 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 2 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
Taxes for Chartered Advisor in Senior Living (CASL) 2 CE Eligible
Qualified Plans for Qualified Pension Administrator(QPA) 2 CE Eligible
Qualified Plans for Associated Professional Member(APM) 2 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Taxes for Certificate in Investment Performance Measurement (CIPM) 2 PL Eligible
Nonqualified Plan Consultant (NQPC) 2 CE Eligible
Employee Benefit Plan Audit Quality Center (EBPAQC) 2 CPD Eligible
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 2 CE Eligible
401(k) Rollover Specialist ((k)RS) 2 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 2 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 2 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 2 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 2 CE Eligible
Certified Plan Sponsor Professional (CPSP) 2 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 2 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Retirement Savings and Income Planning for Certified Financial Planner (CFP-US) (Approval No. 337377) (Valid upto : Dec 31, 2025) 2 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02046) 2 CE Approved
Taxes for Personal Financial Specialist (PFS) 2 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 2 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxation for Chartered Financial Consultant (ChFC) 2 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-02661-25-S) 2 CE Approved
Estate Planning for Trust and Estate Practitioners (TEP) 2 CPD Eligible
Taxes for Certified Wealth Strategist (CWS) 2 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02525-25-S) 2 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 2 CE Eligible
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 2 CE Eligible
Retirement Planning for Chartered Life Underwriter (CLU) 2 CE Eligible
Retirement Planning for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 2 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 2 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 2 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 2 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
Taxes for Chartered Advisor in Senior Living (CASL) 2 CE Eligible
Qualified Plans for Qualified Pension Administrator(QPA) 2 CE Eligible
Qualified Plans for Associated Professional Member(APM) 2 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Taxes for Certificate in Investment Performance Measurement (CIPM) 2 PL Eligible
Nonqualified Plan Consultant (NQPC) 2 CE Eligible
Employee Benefit Plan Audit Quality Center (EBPAQC) 2 CPD Eligible
Retirement Planning for Chartered Advisor in Philanthropy (CAP) 2 CE Eligible
401(k) Rollover Specialist ((k)RS) 2 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 2 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 2 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 2 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 2 CE Eligible
Certified Plan Sponsor Professional (CPSP) 2 CE Eligible
On Demand (video)
  • To explain the duties and responsibilities of an ERISA fiduciary, including the duty of loyalty and the requirement to act with care, skill, and diligence.
  • To identify the types of individuals who can be named as fiduciaries, including plan trustees and members of the investment committee, and the potential personal liability for a breach of fiduciary duty.
  • To understand the IRS/DOL requirements for timely deposit of employee 401(k) deferrals to plan accounts.
1.5 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02562) 1 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03169-26-S) 1 CE Approved
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03081-26-S) 1.5 CE Approved
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02562) 1 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03081-26-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03169-26-S) 1 CE Approved
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03081-26-S) 1.5 CE Approved
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
On Demand (video)
  • Identify critical issues that are reviewed during government audits and ensure compliance.
  • Recognize potential hazards and methods to avoid or correct them.
  • Explore citations and supporting guidelines for a deeper understanding of issues.
2 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 2 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02652) 2 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03170-26-S) 2 CE Approved
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 2 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 2 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
IRAs for Qualified Pension Administrator(QPA) 2 CE Eligible
IRAs for Associated Professional Member(APM) 2 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Employee Benefit Plan Audits (ERISA) for Employee Benefit Plan Audit Quality Center (EBPAQC) 2 CPD Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 2 CE Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 2 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 2 CE Eligible
IRAs for Certified Pension Consultant (CPC) 2 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 2 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 2 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02652) 2 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 2 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03170-26-S) 2 CE Approved
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03175-26-S) 2 CE Approved
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 2 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 2 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 2 CPE Approved
IRAs for Qualified Pension Administrator(QPA) 2 CE Eligible
IRAs for Associated Professional Member(APM) 2 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 2 CPE Approved
Employee Benefit Plan Audits (ERISA) for Employee Benefit Plan Audit Quality Center (EBPAQC) 2 CPD Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 2 CE Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 2 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 2 CE Eligible
IRAs for Certified Pension Consultant (CPC) 2 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 2 CE Eligible
On Demand (video)
  • Review administrative policies and government reporting for effective client assistance.
  • Explain compliance rules related to potential audit issues and examples.
  • Identify and address common audit triggers in 401(k) plan administration.
1.5 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02697) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Tax Topics for Certified Divorce Financial Analyst (CDFA) (Valid upto : Jun 17, 2027) 1.5 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03221-26-S) 1 CE Approved
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Investment Management Analyst (CIMA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Taxes for Certified Private Wealth Advisor (CPWA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Retirement Management Advisor (RMA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Qualified Plan Features and Administration for Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Employee Benefit Plan Audits (ERISA) for Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Core for Enrolled Actuaries 1 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Federal tax-related matters for California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-02697) 1 CE Approved
Taxes for Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Tax Topics for Certified Divorce Financial Analyst (CDFA) (Valid upto : Jun 17, 2027) 1.5 CE Approved
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Qualified Retirement Plan Matters for Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-Q-03221-26-S) 1 CE Approved
Taxes for Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-03220-26-S) 1 CE Approved
Taxes for Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Taxes for Certified Investment Management Analyst (CIMA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Taxes for Certified Private Wealth Advisor (CPWA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Chartered Life Underwriter (CLU) 1.5 CE Eligible
Qualified Plan Features and Administration for Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Taxes for Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Taxes for Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Taxes for Retirement Management Advisor (RMA) (Approval No. 26MYCPE30199) (Valid upto : Dec 31, 2026) 1.5 CE Approved
Taxes for Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Qualified Plan Features and Administration for Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
Taxes for Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Employee Benefit Plan Audits (ERISA) for Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Qualified Plan Features and Administration for 401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Qualified Plans for Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Core for Enrolled Actuaries 1 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Taxes for Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Qualified Plans for Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
On Demand (video)
  • Analyze the non-discrimination testing rules and applications.
  • Illustrate practical applications of compliance rules for plan sponsors.
  • Identify strategies to ensure fair benefits for all employees.
1.5 Hours
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01731) 1 CE Approved
Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Chartered Life Underwriter (CLU) 1.5 CE Eligible
Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
License details Credits Status
Taxes for Certified Public Accountants (CPA-US) 1.5 CPE Approved
Federal tax-related matters for Enrolled Agents (EA) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Federal tax-related matters for Annual Filing Season Program (AFSP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
California Registered Tax Preparers (CRTP) (Approval No. 6273-CE-01731) 1 CE Approved
Personal Financial Specialist (PFS) 1.5 CPD Eligible
Taxes for Chartered Financial Analyst (CFA) 1.5 PL Eligible
Federal tax-related matters for Oregon Registered Tax Preparers (ORTP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Chartered Financial Consultant (ChFC) 1.5 CE Eligible
Federal tax-related matters for Maryland Tax Preparer (MRTP) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Taxes for Delaware Licensed Public Accountant (DE-LPA) 1.5 CPE Approved
Enrolled Retirement Plan Agent (ERPA) (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Trust and Estate Practitioners (TEP) 1.5 CPD Eligible
Certified Wealth Strategist (CWS) 1.5 CE Eligible
Federal tax-related matters for LTC (Approval No. GEHNZ-T-02145-24-S) 1 CE Approved
Retirement Income Certified Professional (RICP) 1.5 CE Eligible
Certified Fiduciary and Investment Risk Specialist (CFIRS) 1.5 CE Eligible
Chartered Life Underwriter (CLU) 1.5 CE Eligible
Certified Plan Fiduciary Advisor (CPFA)/Qualified Plan Financial Consultant (QPFC) 1.5 CE Eligible
Financial Services Certified Professional (FSCP) 1.5 CE Eligible
Wealth Management Certified Professional (WMCP) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Administrator (QKA) 1.5 CE Eligible
Chartered Advisor in Senior Living (CASL) 1.5 CE Eligible
Taxes for Iowa Licensed Public Accountant (IA-LPA) 1.5 CPE Approved
Qualified Plans for Qualified Pension Administrator(QPA) 1.5 CE Eligible
Qualified Plans for Associated Professional Member(APM) 1.5 CE Eligible
Taxes for Maine Licensed Public Accountant (ME-LPA) 1.5 CPE Approved
Employee Benefit Plan Audit Quality Center (EBPAQC) 1.5 CPD Eligible
Chartered Advisor in Philanthropy (CAP) 1.5 CE Eligible
Certificate in Investment Performance Measurement (CIPM) 1.5 PL Eligible
Nonqualified Plan Consultant (NQPC) 1.5 CE Eligible
401(k) Rollover Specialist ((k)RS) 1.5 CE Eligible
Tax-Exempt and Governmental Plan Consultant (TGPC) 1.5 CE Eligible
Qualified Plans for Qualified 401(k) Consultant(QKC) 1.5 CE Eligible
Qualified Plans for Certified Pension Consultant (CPC) 1.5 CE Eligible
Chartered Special Needs Consultant (ChSNC) 1.5 CE Eligible
Certified Plan Sponsor Professional (CPSP) 1.5 CE Eligible
On Demand (video)
  • Identify fiduciary responsibilities for plan representatives.
  • Assess investment oversight and monitoring duties.
  • Develop strategies for effective fiduciary management.

* Disclaimer: Before attending any course, please verify that the credit details align with your qualification requirements. This certificate is designed to help you acquire new skills and knowledge, which may or may not fulfill specific compliance criteria. While we have made every effort to ensure our courses adhere to compliance standards, we recommend reviewing the details to confirm applicability for your needs.

Instructors

Steve Abramson

Steve Abramson

President, APS Pension and Financial

Stephen Abramson is the President and founding partner of APS Pension & Financial Services established in 1977, a mid-size consulting and actuarial firm employing twenty-two professional and support staff specializing in pension and pension-related services.  For over 40 years, APS has been providing closely held businesses with financial services including pension design and administration, business succession planning, and wealth preservation planning. In 2015 APS Investment Management was established to provide fiduciary services to 401(k) and 403(b) plans and in 2018 APS Wealth Management, a Registered Investment Advisor (RIA), was established to provide investment management services to individual clients and retirement plans replacing his previous relationship with a Broker/Dealer.  Steve has taught professional level education programs for the American Society of Pension Actuaries; lectured to various professional groups, including the National Conference of CPA Practitioners, The NYS Society of CPAs, Nassau Bar Association, the C.W. Post Tax Institute, and the National Institute of Pension Administrators; and conducted continuing education seminars for Certified Public Accountants for the past 35 years. He is co-author of Plan Smart, Retire Rich published by McGraw Hill in 1998; author of Advisor’s Guide to Qualified Plans originally published by Aspen Publishing in March, 2002 and recently in the process of being updated with the 8th edition, and Retirement Financial Management for Clients Approaching Retirement published by Aspen Publishing in August, 2002.  A less technical version of Advisor’s Guide to Qualified Plans entitled Guide to Qualified Retirement Plans: A Plain Language Primer was published by the International Association of Employee Benefits in March 2005.  The second edition of this book was released in 2008.

Steve graduated from Cornell University in 1964, earned the designation of Chartered Life Underwriter in 1967 from the American College, Certified Pension Consultant in 1970 from the American Society of Pension Professionals and Actuaries and Chartered Financial Consultant from the American College in 1972.


More...

Trusted by Professionals. Designed for Your Success

  • Learn from top thought leaders delivering real-world insights.
  • Programs designed to strengthen core skills.
  • Earn credits and meet regulatory requirements.
  • Stay ahead with continuously refreshed content.
All Practical Training Programs Available Only in Teams Premium Plan
certificate
certificate
certificate

Unlock Annual Access to News & CPE Subscription

Your All-in-One CPE Learning Platform

$199/Year

Silver
Select

$299/Year

Gold
Selected
All Features Included In Your Plan

15,000+ Hrs of Content

500+ Subject Areas

Mandatory Ethics Courses

250+ Compliance Packages

50+ Conferences and Events Access

Formats: Live, Audio, Video, E-Books

Audio Based Courses & Podcasts

Latest News and Articles (CPE Approved)

Monthly and Quarterly Updates

Add External Certificates with Al

Al Compliance Tracking and Report

Instant Certification and Fast Reporting

Mobile App Access (iOS and Android)

Dedicated Support System

Practical Triaining Programs

Al Academy Access

Get Started Today

card

Payment failed. Your card has expired, please update your card details

Your information is securely encrypted using SSL

Frequently Asked Questions

This program covers qualified retirement plan compliance, fiduciary responsibilities, pension and defined benefit updates, and internal audit procedures for 401(k) and profit-sharing plans. It also addresses governance strategies and compliance risks related to retirement plan administration.

This program helps professionals strengthen their ability to manage qualified retirement plan compliance and advisory responsibilities more effectively. It improves understanding of fiduciary risks, governance practices, and internal compliance procedures used in retirement plan oversight.

The Practical Training Programs is created by qualified and experienced instructors. MYCPE ONE’s Practical Training Programs includes self-study courses, most of which are delivered as on-demand videos. These self-study video courses may be recordings of live presentations converted into on-demand format.

You can complete the Programs at your own pace. There is no limit on the number of exam attempts, so if you do not pass on the first attempt, you may retake the exam without any restrictions.

After completing each Programs within this Practical Training Programs , you can download a certificate showing the course title and number of hours completed. Certificates and study records are stored for life and can be accessed at any time. These certificates serve as valid proof of continuing education credits and may also be used as an additional designation.

Once registered, you will have full access to all courses included in the Practical Training Programs . The self-study format allows you to access materials online 24/7 and study at your own pace.

As per NASBA guidelines, you have one year from the date of purchase to complete each self-study course. After completing the course, you may take the final exam at any time and receive CPE credit instantly. The exam can be retaken multiple times at no additional cost.

Each Programs requires a minimum passing score of 70% on the final exam. Multiple attempts are allowed.

Our video player tracks and stores your watch time, which is displayed in the progress bar. Do not fast forward or manually move the progress bar, as the system will not capture your watch time if you do so. You may pause and resume the video at any time, and playback will continue from where you left off.
To complete a self-study course, you must:
1. Watch the entire video (100% completion).
2. Answer all review questions correctly. Review questions are located at the bottom of the same page as the video.
3. Once the video and review questions are completed, the Final Quiz will unlock. You must score at least 70% to earn CPE credit. Multiple attempts are allowed.
4. After completing the Review and Final Quiz, you can download your certificate from the “My Certificates” section. Ensure that multiple file downloads are enabled in your browser.
5. Certificates can be downloaded individually from your account or as a consolidated certificate from the package page.


A self-study course is a recorded video. If the course is a recording of a live session, polling questions may appear on the screen. You do not need to answer these polling questions. Do not fast forward the video, as doing so may prevent the system from tracking your watch time, requiring you to rewatch the video.
To unlock the final quiz, you must complete the entire video and answer all review questions correctly. Once unlocked, you must score at least 70% on the final quiz to qualify for credit. Multiple attempts are allowed for both review and final quiz questions.
If the issue persists, please email support@my-cpe.com or contact our support team via live chat.

The evaluation form is sent within 24 hours after you pass the final quiz with a minimum score of 70%. The evaluation form is available only to attendees who remained logged in until the end of the course and answered all polling questions.

MY-CPE LLC is PCI-compliant. MYCPE ONE uses Stripe, a secure payment gateway that meets PCI-DSS compliance standards, ensuring all payment details are protected through SSL encryption. Once you have registered for a package and completed payment, refunds are not provided unless you are unable to access the courses.