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SEC Enforcement of Accounting and Reporting Regulation

4.6 (18)

Christopher Demaline, CFEs, CMA, CPA

Central Arizona College

Friday, February 07, 2020 | 01:00 PM EDT

  • CPA
  • CVA
  • CFE
  • CMA

1 Credit

$10

Subject Area

Accounting

Upcoming Webinars

Course Description

The United States Securities and Exchange Commission (SEC) is the prime regulator of capital markets in the United States. Whether your company is an SEC registrant, contemplating a securities offering or you are a CPA who provides services to an SEC client, you need to stay up to date on what is going on at the SEC. This comprehensive CPE webinar clarifies new, difficult, and important reporting and disclosure requirements, while giving examples and tips for ensuring compliance.

This course also, covers the U.S. Securities and Exchange Commission’s (SEC’s) role in accounting and reporting compliance, provides a presentation of the SEC enforcement process, and reviews actual enforcement cases.

In this webinar t you will discover the latest issues that the SEC is targeting, what factors trigger investigations and enforcement actions, and the possible outcomes. You will also learn the best ways to avoid trouble and how to handle SEC investigations and enforcement actions if they do come your way.

Learning Objectives

  • Recognize the U.S. Securities and Exchange Commission’s role in accounting and reporting compliance
  • Explore the U.S. Securities and Exchange Commission investigation and enforcement process
  • Discover how the U.S. Securities and Exchange Commission and public companies disclose investigations

Who Should Attend?

  • CPA - Large Firm
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • CPA in Business
  • Entrepreneurial CPA
  • Tax Firm
  • Young CPA

Testimonial

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(
    [no_of_record] => 18
    [average] => 4.6111
)
 

4.6

(18)
67%
28%
6%
0%
0%

MA

Christopher gave a well-paced, clear and timely discussion. Impressive in the manner he covered a lot of complicated issues in an hour's span without missing a beat! Slides are detailed and thorough as valuable source of reference for learners

PO

Good experience.