Ethical Standards and Anti-Money Laundering: A Global and Canadian Outlook 1.5 Credits
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In today's global financial landscape, the role of CPAs and finance professionals is not just about traditional accounting practices. It's about being the guardians of ethical standards in the face of sophisticated financial crimes, including money laundering and terrorist financing. Your role is paramount.
This CPD Course gives you the knowledge and insights to combat these illicit activities, emphasizing proactive measures of over-reactive compliance. You will gain a deeper understanding of international standards, the importance of organizational culture, and the ethical dilemmas often encountered in financial transactions. As a CPA, your role in AML efforts is central. Regulatory frameworks such as Canada's Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) have mandated you as reporting entities, necessitating robust compliance programs.
Beyond legal mandates, the effectiveness of AML efforts hinges on fostering a strong ethical culture within organizations. Senior management and board members are pivotal in setting the tone from the top, demonstrating unwavering commitment to ethical practices. This webinar will explore strategies for CPAs to promote a culture of integrity and accountability, highlighting the critical link between ethical leadership and effective AML measures.
Key topics covered:
Join this CPD course, which focuses on key players and their roles in Canada's anti-money laundering regime, specifically the ethical roles of CPAs and financial professionals.
For more Ethics Courses, Click here.
| License details | Credits | Status |
|---|---|---|
| Professional and ethical behavior for CPA in Canada | 1.5 CPD | Eligible |
| Ethics for Certified Internal Auditors (CIA) | 1.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 1.5 CPE | Eligible |
| Ethics and Compliance for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Ethics and Compliance for Certified International Wealth Manager (CIWM) | 1.5 CE | Eligible |
| Ethics and Compliance for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Professional and ethical behavior for CPA in Canada | 1.5 CPD | Eligible |
| Ethics for Certified Internal Auditors (CIA) | 1.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 1.5 CPE | Eligible |
| Ethics and Compliance for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Ethics and Compliance for Certified International Wealth Manager (CIWM) | 1.5 CE | Eligible |
| Ethics and Compliance for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Professional and ethical behavior for CPA in Canada | 1.5 CPD | Eligible |
| Ethics for Certified Internal Auditors (CIA) | 1.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 1.5 CPE | Eligible |
| Ethics and Compliance for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Ethics and Compliance for Certified International Wealth Manager (CIWM) | 1.5 CE | Eligible |
| Ethics and Compliance for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Professional and ethical behavior for CPA in Canada | 1.5 CPD | Eligible |
| Ethics for Certified Internal Auditors (CIA) | 1.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 1.5 CPE | Eligible |
| Ethics and Compliance for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Ethics and Compliance for Certified International Wealth Manager (CIWM) | 1.5 CE | Eligible |
| Ethics and Compliance for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
AJAG offers a comprehensive selection of professional development courses in Tax, Accounting, Assurance, Ethics and more - all designed to keep CPAs informed and up to date. We strive to deliver the highest quality, most relevant and accessible continuing education content for CPAs in Canada. Our instructors are some of the most well-respected presenters in their field and present their own course material - covering a wide range of relevant, timely topics.
Self Study QAS (Quality Assurance Service) is a NASBA and other regulatory bodies approved program designed for Professionals to complete their Continuing Professional Education credits through self-paced, interactive courses that meet the highest standards of quality and compliance. We are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.
To earn CPE credits, you must complete the self-study course, pass the required assessments, and submit the necessary documentation. Credits are awarded based on the completion of course hours and successfully passing the assessments.
Yes, all our self-study courses are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the rigorous standards for quality and educational content set by these organizations.
To maintain compliance, you must follow the guidelines set by NASBA and other regulatory bodies, which include completing the course within the specified timeframe, passing the assessments, and keeping accurate records of your learning activities.
After successfully completing a self-study course and passing the assessments, you can access and download your course completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
A Live Webinar Group Internet-Based Credit is an interactive, real-time online seminar where professionals can earn Continuing Education credits by participating in live sessions led by experts in various fields. These sessions meet the standards set by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.
To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.
Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
AO
Good refresher on the importance of Ethics & Compliance, AML requirements, as well as the distinction between Ethics & Compliance.
JF
Presentation was excellent. Learned new regulations and excellent knowledge and passion for the subject shown by the lecturer.
Jan 17, 02:30 PM ET
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Jan 23, 11:30 AM ET
Earn continuing education credits with flexibility. Choose from live webinars, on-demand courses, e-books, or podcasts to fit your learning style and schedule.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days - fastest in the industry.
Track and manage your compliance across all 50 states and over 100 designations. Our Credit Tracker keeps your CPE credits and compliance requirements always up-to-date.
Certificate Vault to upload, manage, and access certificates earned from various sources and an integrated credit tracker, allowing users to monitor and manage their credits conveniently for compliance.
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