Reviewing Workpapers: Embracing Responsibilities for Quality Control 3 Credits
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‘If it isn’t documented, it didn’t happen.’Â
Auditors understand the importance of documentation. Audit documentation provides the principal support for the independent auditor’s report. Therefore, work papers must meet professional standards. Anything less could result in peer or regulatory review deficiencies in a worse case, lawsuits when fraud occurs at a company.Â
The auditor is not responsible for identifying fraud. However the auditor is responsible for planning and performing the audit to obtain reasonable assurance that the financial statements are free from material misstatement due to fraud or error.Â
Audit documentation provides the principal support for an auditor’s report. Therefore, work paper reviewers must perform quality control procedures to ensure that technical, professional, and regulatory standards are met. In addition, the work paper review process should be used as a tool for professional development and for promoting efficient audits.Â
This CPE Auditing webinar will provide the tips and tools for satisfying these important work paper reviewer responsibilities.
Major Topics Covered in this Online CPE Webinar:
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Jennifer F. Louis, CPA has over 25 years of experience in designing and instructing high-quality training programs in a wide variety of technical and “soft skills” topics needed for professional and organization success. In 2003, she founded Emergent Solutions Group, LLC, where she focuses her energy on designing and delivering high-quality, practical, and engaging accounting and auditing training. She was most recently Director of Audit Product Development at Surgent Professional Education, and prior to that served as Executive Vice President/Director of Training Services at AuditWatch, Inc., a highly-respected training and audit process consulting firm. Before joining AuditWatch, Jennifer was the Financial/Operational Audit Manager at AARP. At the start of her professional career, Jennifer was an Audit Manager for Deloitte & Touche LLP, where she frequently served as a local and national instructor. Jennifer graduated summa cum laude from Marymount University with a BBA-Accounting. Besides loving life on the lake with her husband in Charlotte, NC, she enjoys hiking with her little dog Frodo Beggins, and savoring any precious moments spent with her two young adult boys.
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To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
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We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
PK
This was a very informative session on audit reviews. Could you please present a session on Review Engagements for private entities in Canada? Specifically targeting some proprietors?
MB
Comprehensive guidance on how to properly review audit workpapers. Great for senior auditors and managers!
Dec 12, 09:30 AM ET
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Dec 12, 12:00 PM ET
Dec 12, 01:00 PM ET
Dec 12, 03:00 PM ET
Dec 12, 03:00 PM ET
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