MYCPE ONE

Applying COSO to Enhance Performance and Achieve Objectives 5 Credits 4.5 Credits

Jul 21, 2025, 12:30 PM EDT

Applying COSO to Enhance Performance and Achieve Objectives 5 Credits 4.5 Credits

  • Mark Dauberman

    | CPA (US), EMBA

  • Rating

    4.6

  • Reviewed on

    February, 2025

  • Subject Area

    Auditing

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Jul 21, 2025, 12:30 PM EDT

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AI Review Summary

Generated by AI based on all course reviews

Learning Objectives

  • To gain insights into establishing a strong control environment and its impact on individual roles.
  • To identify events and factors affecting objective achievement while recognizing opportunities and challenges.
  • To discuss effective control activities to enhance performance, prevent fraud, and detect errors.
  • To analyze information and communication strategies for timely and meaningful data.
  • To explain monitoring techniques to ensure proper adherence to systems, policies, and procedures.

Course Overview

Are you ready to transform your approach to internal control? Join us for an immersive online course led by Mark Dauberman, designed to revolutionize your understanding and application of COSO principles. This course will challenge conventional thinking about internal control, catering to employees, supervisors, managers, and executives alike. Dive into the fundamental principles of internal control and explore practical strategies to enhance performance across all organizational levels.

Throughout the CPE Auditing course, we'll dissect each component of internal control, unravelling its application to entities, divisions, departments, functions, and individual roles. Through engaging case studies, participants will witness firsthand how internal control principles can be applied to specific functions, providing invaluable insights for real-world scenarios.

Delve into key topics such as establishing a strong control environment, identifying and mitigating risks, implementing effective control activities, optimizing information and communication channels, and developing robust monitoring mechanisms. Gain a comprehensive understanding of fraud detection and prevention strategies tailored to your organization's unique context.

By the end of the CPE Fraud webinar, participants will emerge equipped with practical tools and techniques to enhance organizational performance, minimize risks, and foster a culture of compliance and accountability. Don't miss this opportunity to elevate your internal control expertise and drive tangible results for your organization.

Major Topics covered:

  • Establishing a Strong Control Environment
  • Risk Assessment and Mitigation Strategies
  • Effective Control Activities Implementation
  • Optimizing Information and Communication Channels
  • Developing Robust Monitoring Mechanisms

On Demand Credits for All Qualifications

Live Webinar Credits for All Qualifications

License details Credits Status
Auditing for Certified Public Accountants (CPA-US) 5 CPE Approved
Internal Auditing for Certified Internal Auditors (CIA) 5 CPE Eligible
Auditing for Certified Fraud Examiner (CFE) 5 CPE Eligible
Auditing for Certified Management Accountants (CMA) 5 CPE Eligible
Auditing for Chartered Global Management Accountants (CGMA) 5 CPE Eligible
Internal Audit function for Certification in Risk Management Assurance (CRMA) 5 CPE Eligible
Auditing for Certified Financial Forensics (CFF) 5 CPD Eligible
Auditing for Certified Government Financial Manager (CGFM) 5 CPE Eligible
Auditing for Certified Government Auditing Professional (CGAP) 5 CPE Eligible
Auditing for Delaware Licensed Public Accountant (DE-LPA) 5 CPE Eligible
Auditing for Internal Audit Practitioner (IAP) 5 CPE Eligible
Auditing for Certified Internal Controls Auditor (CICA) 5 CPE Eligible
Master Analyst In Financial Forensics (MAFF) 5 CPE Eligible
Auditing for Qualification in Internal Audit Leadership (QIAL) 5 CPE Eligible
Auditing for Iowa Licensed Public Accountant (IA-LPA) 5 CPE Eligible
Auditing for Maine Licensed Public Accountant (ME-LPA) 5 CPE Eligible
Auditing for Certified Controls Specialist (CCS) 5 CPE Eligible
License details Credits Status
Auditing for Certified Public Accountants (CPA-US) 4.5 CPE Approved
Internal Auditing for Certified Internal Auditors (CIA) 4.5 CPE Eligible
Auditing for Certified Fraud Examiner (CFE) 4.5 CPE Eligible
Auditing for Certified Management Accountants (CMA) 4.5 CPE Eligible
Chartered Global Management Accountants (CGMA) 4.5 CPE Eligible
Internal Audit function for Certification in Risk Management Assurance (CRMA) 4.5 CPE Eligible
Auditing for Certified Financial Forensics (CFF) 4.5 CPD Eligible
Auditing for Certified Government Financial Manager (CGFM) 4.5 CPE Eligible
Auditing for Certified Government Auditing Professional (CGAP) 4.5 CPE Eligible
Auditing for Delaware Licensed Public Accountant (DE-LPA) 4.5 CPE Eligible
Auditing for Internal Audit Practitioner (IAP) 4.5 CPE Eligible
Auditing for Certified Internal Controls Auditor (CICA) 4.5 CPE Eligible
Master Analyst In Financial Forensics (MAFF) 4.5 CPE Eligible
Auditing for Qualification in Internal Audit Leadership (QIAL) 4.5 CPE Eligible
Auditing for Iowa Licensed Public Accountant (IA-LPA) 4.5 CPE Eligible
Auditing for Maine Licensed Public Accountant (ME-LPA) 4.5 CPE Eligible
Auditing for Certified Controls Specialist (CCS) 4.5 CPE Eligible

Additional Information

Credits

5

Credits

4.5

Course Level

Intermediate

Instructional Method

QAS Self Study

Group Internet Based

Pre-requisites

None

Advance Preparation

None

NASBA APPROVED

MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478

MY-CPE LLC is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.

About Instructor

Mark Dauberman

Mark Dauberman | CPA (US), EMBA

Owner, Mark Dauberman

  • 4.4
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Mark provides CPE and technical staff training for CPA firms, private industry, state CPA societies, and government organizations.  His topics include accounting, SSARS, ethics, fraud, internal and external auditing, internal control development (COSO), entrepreneurship, and developing a business plan.  Mark is in the process of initiating a new entity, The Internal Control Institute, which will be offering CPE and staff training related to internal controls, and in conjunction with professors from Claremont Graduate University, will be providing internal control consulting.

Mark is also an expert witness in the defense of CPAs in cases involving primarily ethics, fraud, and compliance with standards in the performance of professional services.

Mark also provides consulting services to CPA firms with an A & A practice that do not have an expert on GAAP or requirements of Professional Standards within the firm.  He addresses such matters as conformity with GAAP, adequacy of disclosures, compliance with professional standards, risk assessment, development and performance of audit and review processes, engagement documentation, compilation and preparation engagements, ethics and independence requirements, assessing and enhancing internal controls for the firm and clients, preparation for peer review, and staff training and CPE.  He also provides consulting services related to client management and marketing.

Mark’s public accounting experience includes working with Kenneth Leventhal & Company and more recently, he was a partner at NSBN, a Beverly Hills CPA and business consulting firm. Mark’s industry experience includes serving as assistant controller of a large trucking and warehousing firm along with controller and Vice President of Finance and Administration for major real estate development companies.  Mark also spent nearly 30 years as an entrepreneur, operating a company that prepared individuals for the CPA exam nationwide.

Mark has been involved in accounting education at CSU Northridge, CSU San Bernardino, Loyola Marymount University and UCLA.  He obtained his bachelor’s degree in accounting from CSU Northridge. He obtained his Executive MBA at the Peter Drucker and Masatoshi Ito School of Management at Claremont Graduate University, where he previously had been a student of Dr. Drucker’s.  He also obtained an Internal Control Certificate from COSO.  Until recently, he authored “Knowledge Based Preparation, Compilation, and Review Engagements” for CCH and updated their checklists for SSARS engagements.  He also served as Senior Editor for Roger CPA Review.

On Demand FAQs

What is Self Study (QAS)?

Self Study QAS (Quality Assurance Service) is a NASBA and other regulatory bodies approved program designed for Professionals to complete their Continuing Professional Education credits through self-paced, interactive courses that meet the highest standards of quality and compliance. Our courses qualify for credits with NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other professional organizations.

How do I earn CPE credits through self-study?

To earn CPE credits, you must complete the self-study course, pass the required assessments, and submit the necessary documentation. Credits are awarded based on the completion of course hours and successfully passing the assessments.

Are the self-study courses accepted by NASBA and other professional organizations?

MY-CPE LLC courses are accepted for continuing education credit by various professional certification programs, including NASBA, IRS, CFP Board, and HRCI. MY-CPE LLC is also recognized by SHRM to offer Professional Development Credits (PDCs) for SHRM-CP® and SHRM-SCP® recertification activities.

What are the requirements to maintain compliance with self-study courses?

To maintain compliance, you must follow the guidelines set by NASBA and other regulatory bodies, which include completing the course within the specified timeframe, passing the assessments, and keeping accurate records of your learning activities.

How can I access my course completion certificates?

After successfully completing a self-study course and passing the assessments, you can access and download your course completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other professional organizations for compliance and reporting purposes.

How are credits reported to governing bodies?

We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.

Live Webinar FAQs

What is a Live Webinar Group Internet-Based Credit?

A Live Webinar Group Internet-Based Credit is an interactive, real-time online seminar where professionals can earn Continuing Education credits by participating in live sessions led by experts in various fields. Our courses qualify for credits with NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other professional organizations.

How do I earn credits through live webinars?

To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.

Are the live webinars accepted by NASBA and other Professional Organizations?

MY-CPE LLC courses are accepted for continuing education credit by various professional certification programs, including NASBA, IRS, CFP Board, and HRCI. MY-CPE LLC is also recognized by SHRM to offer Professional Development Credits (PDCs) for SHRM-CP® and SHRM-SCP® recertification activities.

What are the requirements to maintain compliance with live webinar courses?

To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.

How can I access my webinar completion certificates?

After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are accepted for compliance and reporting purposes with NASBA, IRS, CFP Board, HRCI, SHRM (for PDCs), Payroll Org, FP Canada, and 25+ other professional organizations.

How are credits reported to governing bodies?

We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.

Reviews and Ratings

out of 5

Excellent (63%)

Very Good (31%)

Average (6%)

Poor

Terrible

AL

Angelo Lorenzetti, CIA

5

The course content was comprehensive and well-structured. It covered all the essential topics in a clear and concise manner. I appreciated the depth of information provided, which was both relevant and up-to-date.

DM

Dhirendra Mishra, CPA (US)

5

It was Really great, it really updates me with industry and it helps in day to day work.

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COSO

Inclusions

  • Multiple Credits

    Multiple Credits

    Earn continuing education credits with flexibility. Choose from live webinars, on-demand courses, e-books, or podcasts to fit your learning style and schedule.

  • Certifications & Reporting

    Certifications & Reporting

    We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days - fastest in the industry.

  • Credit Tracker

    Credit Tracker

    Track and manage your compliance across all 50 states and over 100 designations. Our Credit Tracker keeps your CPE credits and compliance requirements always up-to-date.

  • Certificate Vault

    Certificate Vault

    Certificate Vault to upload, manage, and access certificates earned from various sources and an integrated credit tracker, allowing users to monitor and manage their credits conveniently for compliance.

  • Compliance Reminders

    Compliance Reminders

    Stay current with our automated reminder system. Receive timely alerts for your CPE requirements, ensuring you never miss a deadline.

  • Mobile App Access

    Mobile App Access

    The MYCPE ONE Mobile App allows you to learn on the go, providing access to educational content on Android and Apple iOS devices. You can learn anytime and anywhere, making it convenient for busy schedules.

  • Live Support

    Live Support

    Our support team is available via live chat, email, and phone from 9 AM to 5 PM ET. We're here to help with any questions or issues, ensuring you have a seamless experience.

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