Keys to Maintaining an Effective and Strong Internal Audit Department 4 Credits
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An internal audit is essentially a pre-emptive maneuver to maintain operational efficiency and financial reliability and to safeguard assets. It provides independent assurance that an organization’s risk management, governance, and internal control processes are operating effectively. Therefore organizations must have a strong internal audit department that can provide an effective audit function.Â
This CPE webinar provides insights as to how you can have a strong foundation for your internal audit department.
It will also deliver key aspects for maintaining a sharp audit function. It will provide insight into the realities of internal audit management roles, and the elements needed to build a strong internal audit department to provide the most value for your company.
The Institute of Internal Auditors (IIA) has done a tremendous job raising the profile of the auditing profession. As auditors, we strive to abide by the standards and guidelines. Â But have you ever asked management within your company if they knew such standards existed? Do they truly understand the concepts of risk-based auditing, independence, and obligations to the board or charter requirements?Â
It is surprising how so many of these basic concepts are taken for granted by auditors and that we assume management is aware. Individuals considering an internal audit management role should understand the challenges as well as benefits that may be presented to them within this role. Certain elements of the job must be well understood by those holding the positions.Â
The globalization of business, ongoing changes in technology, increased attention of shareholders and stakeholders and the continuing demands of the Audit Committee and senior management require a dynamic framework for managing today's internal audit department.
This CPE webinar is designed to step into the reality of the internal audit management role.
Following are the major topics covered in this CPE Auditing course:
This CPE course, designed by a past Chief Audit Executive with significant exposure to a multitude of industries and internal audit frameworks, helps you to understand the Keys to maintain an effective and strong internal audit department.
Here is the link to your interests: Accounting & Auditing CPE Courses | CIA CPE Courses for Certified Internal Auditors
| License details | Credits | Status |
|---|---|---|
| Auditing for Certified Public Accountants (CPA-US) | 4 CPE | Approved |
| Internal Auditing for Certified Internal Auditors (CIA) | 4 CPE | Eligible |
| Auditing for Certified Management Accountants (CMA) | 4 CPE | Eligible |
| Auditing for Delaware Licensed Public Accountant (DE-LPA) | 4 CPE | Eligible |
| Auditing for Certified Fraud Examiner (CFE) | 4 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 4 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 4 CPE | Eligible |
| Internal Audit function for Certification in Risk Management Assurance (CRMA) | 4 CPE | Eligible |
| Auditing for Certified Internal Controls Auditor (CICA) | 4 CPE | Eligible |
| Auditing for Certified Financial Forensics (CFF) | 4 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 4 CPE | Eligible |
| Auditing for Iowa Licensed Public Accountant (IA-LPA) | 4 CPE | Eligible |
| Auditing for Maine Licensed Public Accountant (ME-LPA) | 4 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 4 CPE | Eligible |
| Auditing for Certified Controls Specialist (CCS) | 4 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Auditing for Certified Public Accountants (CPA-US) | 4.5 CPE | Approved |
| Internal Auditing for Certified Internal Auditors (CIA) | 4.5 CPE | Eligible |
| Auditing for Certified Management Accountants (CMA) | 4.5 CPE | Eligible |
| Auditing for Delaware Licensed Public Accountant (DE-LPA) | 4.5 CPE | Eligible |
| Auditing for Certified Fraud Examiner (CFE) | 4.5 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 4.5 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 4.5 CPE | Eligible |
| Internal Audit function for Certification in Risk Management Assurance (CRMA) | 4.5 CPE | Eligible |
| Auditing for Certified Internal Controls Auditor (CICA) | 4.5 CPE | Eligible |
| Auditing for Certified Financial Forensics (CFF) | 4.5 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 4.5 CPE | Eligible |
| Auditing for Iowa Licensed Public Accountant (IA-LPA) | 4.5 CPE | Eligible |
| Auditing for Maine Licensed Public Accountant (ME-LPA) | 4.5 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 4.5 CPE | Eligible |
| Auditing for Certified Controls Specialist (CCS) | 4.5 CPE | Eligible |
Credits
4
Course Level
Basic
Instructional Method
QAS Self Study
Group Internet Based
Pre-requisites
None
Advance Preparation
None
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors.
Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.
Ms. Fountain is currently engaged in her own consulting and training practice. She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit. She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training. She is the author of three separate technical books.
Ms.
Fountain obtained her BSBA from Pittsburg State University and her MBA from
Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

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Self Study QAS (Quality Assurance Service) is a NASBA and other regulatory bodies approved program designed for Professionals to complete their Continuing Professional Education credits through self-paced, interactive courses that meet the highest standards of quality and compliance. We are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.
How do I earn CPE credits through self-study?
To earn CPE credits, you must complete the self-study course, pass the required assessments, and submit the necessary documentation. Credits are awarded based on the completion of course hours and successfully passing the assessments.
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To maintain compliance, you must follow the guidelines set by NASBA and other regulatory bodies, which include completing the course within the specified timeframe, passing the assessments, and keeping accurate records of your learning activities.
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What is a Live Webinar Group Internet-Based Credit?
A Live Webinar Group Internet-Based Credit is an interactive, real-time online seminar where professionals can earn Continuing Education credits by participating in live sessions led by experts in various fields. These sessions meet the standards set by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.
How do I earn credits through live webinars?
To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.
Are the live webinars approved by NASBA and other regulatory bodies?
Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
What are the requirements to maintain compliance with live webinar courses?
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
How can I access my webinar completion certificates?
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
How are credits reported to governing bodies?
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
SF
Really enjoy the courses. This particular course, while done back in 2014, still stands the test of time. Would like to see it updated once the IIA's revised IPPF comes out.
MN
Excellent course. I took away 4 items I can immediately put into practice. Instructor was very knowledgeable and course materials adequately covered areas presented.
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