Sarbanes-Oxley 20 Years Later - Sourcing Emerging Risks - Part 2 1.5 Credits
Control Environment, Key elements of Risk Assessment Components, and Evolution of Information & Communication Components
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Explore the impact of emerging risks on Sarbanes-Oxley compliance in this second part of our comprehensive course series. As businesses adapt to evolving landscapes, emerging risks have become focal across all operational facets. With two decades since the inception of the Sarbanes-Oxley Act, the legislative requirements remain intact, but the execution of processes has undergone notable changes.
Recognizing the paradigm shifts brought about by time is crucial. Economic transformations, technological advancements, and the influence of the pandemic may have reshaped the execution of SOX processes.
This CPE Auditing webinar delves into sourcing emerging risks through COSO principles. Discover critical objectives aimed at refining your grasp on evolving concepts, including the Control Environment, skill sourcing nuances, the Risk Assessment component, and the evolution of Information and Communication components alongside the Monitoring Component.
Key topics covered:
Don't miss this opportunity to deepen your expertise in navigating contemporary risk challenges within the framework of Sarbanes-Oxley. Enroll now to refine your understanding and bolster your compliance prowess.
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Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.
Ms. Fountain is currently engaged in her own consulting and training practice. She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit. She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training. She is the author of three separate technical books.
Ms.
Fountain obtained her BSBA from Pittsburg State University and her MBA from
Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

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Presenter was very knowledgeable and presented in a format that kept my attention.
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