Segregation of Duties for Core Business Processes 2.5 Credits
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Segregation of duties (SOD) is the cornerstone of strong internal control. The inability to maintain proper SOD can hamper an organization's ability to deliver service efficiently. Personnel often struggle with the proper concepts of what contributes to SOD. When resources are scarce, the concept is even more difficult.
This course will delve deeper into core business processes and examine the concepts of which duties should be segregated to provide adequate internal control. The basics of segregation of duties indicate that no one individual should be given or assigned job functions in more than one of the categories: Asset custody, Authorization and approval, Recordkeeping, and Reconciliation.
In this Course will examine each of the following business processes and discuss key roles/tasks that should be evaluated for proper segregation of duties.
Join this CPE Auditing webinar to gain a comprehensive understanding of the essential principles of segregation of duties (SOD) and how to apply them effectively in various core business processes, enhancing your organization's internal control and operational efficiency.
| License details | Credits | Status |
|---|---|---|
| Auditing for Certified Public Accountants (CPA-US) | 2.5 CPE | Approved |
| Auditing for CPA in Canada | 2.5 CPD | Eligible |
| Internal control concepts and types of controls for Certified Internal Auditors (CIA) | 2.5 CPE | Eligible |
| Auditing for Certified Management Accountants (CMA) | 2.5 CPE | Eligible |
| Auditing for Delaware Licensed Public Accountant (DE-LPA) | 2.5 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 2.5 CPE | Eligible |
| Auditing for Certified Fraud Examiner (CFE) | 2.5 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2.5 CPE | Eligible |
| Association of Chartered Certified Accountants (ACCA) | 2.5 CPD | Eligible |
| Chartered Accountant - ICAEW | 2.5 CPD | Eligible |
| Auditing for Certification in Risk Management Assurance (CRMA) | 2.5 CPE | Eligible |
| Internal Controls for Certified Internal Controls Auditor (CICA) | 2.5 CPE | Eligible |
| Auditing for Certified Financial Forensics (CFF) | 2.5 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2.5 CPE | Eligible |
| Auditing for Iowa Licensed Public Accountant (IA-LPA) | 2.5 CPE | Eligible |
| Auditing for Maine Licensed Public Accountant (ME-LPA) | 2.5 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2.5 CPE | Eligible |
| Internal Controls for Certified Controls Specialist (CCS) | 2.5 CPE | Eligible |
| Chartered Accountants - Ireland (CAI) | 2.5 CPD | Eligible |
| Chartered Accountants - Scotland | 2.5 CPD | Eligible |
| CPA - Ireland | 2.5 CPD | Eligible |
| License details | Credits | Status |
|---|---|---|
| Auditing for Certified Public Accountants (CPA-US) | 2 CPE | Approved |
| Auditing for CPA in Canada | 2 CPD | Eligible |
| Internal Auditing for Certified Internal Auditors (CIA) | 2 CPE | Eligible |
| Auditing for Certified Management Accountants (CMA) | 2 CPE | Eligible |
| Auditing for Delaware Licensed Public Accountant (DE-LPA) | 2 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 2 CPE | Eligible |
| Auditing for Certified Fraud Examiner (CFE) | 2 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2 CPE | Eligible |
| Association of Chartered Certified Accountants (ACCA) | 2 CPD | Eligible |
| Chartered Accountant - ICAEW | 2 CPD | Eligible |
| Auditing for Certification in Risk Management Assurance (CRMA) | 2 CPE | Eligible |
| Internal Controls for Certified Internal Controls Auditor (CICA) | 2 CPE | Eligible |
| Auditing for Certified Financial Forensics (CFF) | 2 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2 CPE | Eligible |
| Auditing for Iowa Licensed Public Accountant (IA-LPA) | 2 CPE | Eligible |
| Auditing for Maine Licensed Public Accountant (ME-LPA) | 2 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2 CPE | Eligible |
| Internal Controls for Certified Controls Specialist (CCS) | 2 CPE | Eligible |
| Chartered Accountants - Ireland (CAI) | 2 CPD | Eligible |
| Chartered Accountants - Scotland | 2 CPD | Eligible |
| CPA - Ireland | 2 CPD | Eligible |
Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
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Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.
Ms. Fountain is currently engaged in her own consulting and training practice. She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit. She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training. She is the author of three separate technical books.
Ms.
Fountain obtained her BSBA from Pittsburg State University and her MBA from
Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.
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After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
ME
Currently studying for my CIA exam and this course really helped me understand the business processes that must be handled by different individuals and/or departments to achieve proper segregation of duties.
RM
I appreciate the myCPE webinars. The subject matter is aligned to my job and I love the fact that there are so many to choose from. It allows me to meet my CPE requirements in my busy work day.
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