Internal Audit: Planning, Monitoring, and Communication 2 Credits
Applying the Standards for Internal Auditors - Part 3
Learning mode
In the realm of internal auditing, adherence to professional standards is not just a best practice but a fundamental necessity. Part 3 of our "Standards for Internal Auditors" series delves into the core elements that underpin the effectiveness, credibility, and value of the internal audit function.Â
This CPE Auditing Course emphasizes the significance of careful consideration during planning, stressing that one checklist may not fit all audit scenarios. It further provides a sample planning checklist, offering guidance on factors like purpose, scope definition, system overview, contacts, and identification of relevant policies and procedures.
In this CPE webinar, we cover the significance of communication, urging auditors to convey results accurately, objectively, clearly, and promptly. The quality of communications is deemed essential, ensuring they are accurate, objective, clear, concise, constructive, and complete. It emphasizes the importance of effective planning, thorough execution, and clear communication in ensuring the success of audit engagements. The guidelines and checklists offered serve as practical tools for auditors to adhere to standards while adapting to the unique characteristics of each audit.
Major Topics covered:
Join this online CPE webinar and explore the crucial elements to master internal audit standards for enhanced success in your engagements.
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Credits
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Pre-requisites
Advance Preparation
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Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.
Ms. Fountain is currently engaged in her own consulting and training practice. She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit. She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training. She is the author of three separate technical books.
Ms.
Fountain obtained her BSBA from Pittsburg State University and her MBA from
Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

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To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.
Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
MBC
Wonderful presentation of planning, monitoring, and communicating the results of an audit. It is always good to go back to the basics.
LA
A great refresher course. Gave insight of another's experience to incorporate into my internal audits.
Dec 16, 10:00 AM ET
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Dec 16, 11:30 AM ET
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Dec 16, 01:30 PM ET
Dec 16, 01:30 PM ET
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We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days - fastest in the industry.
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