Segregation of Duties - Assessing Core Business Processes 2 Credits
Learning mode
In the complex world of organizational management, putting Segregation of Duties (SOD) into action becomes crucial for building strong internal control systems.
This CPE Auditing Course emphasizes the critical role of Segregation of Duties (SOD) in establishing robust internal control within organizations. It highlights that SOD serves as the cornerstone of effective internal control mechanisms, strategically dividing responsibilities to mitigate risks and enhance operational integrity. The inability to maintain proper SOD is emphasized as a potential hindrance to an organization's ability to deliver services efficiently, particularly when resources are scarce.
Various roles and responsibilities within these functions are outlined, and the course emphasizes the importance of SOD in critical areas like treasury, where only senior management should authorize specific activities. The risks of inadequate SOD in functions like receipting, disbursement, purchasing, payroll, and inventory are detailed, with suggestions for mitigating controls and protecting against potential issues.
Major Topics covered:
Join this online CPE webinar it offers a comprehensive understanding and practical application of Segregation of Duties principles, equipping participants to strengthen internal controls, mitigate risks, and contribute to effective organizational governance.
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Credits
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Pre-requisites
Advance Preparation
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MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors.
Lynn Fountain has over 39 years of experience spanning public accounting, corporate accounting and consulting. 20 years of her experience has been working in the areas of internal and external auditing and risk management. She is a subject matter expert in multiple fields including internal audit, ethics, fraud evaluations, Sarbanes-Oxley, enterprise risk management, governance, financial management and compliance. Lynn has held two Chief Audit Executive (CAE) positions for international companies. In one of her roles as CAE, she assisted in the investigation of a multi-million-dollar fraud scheme perpetrated by a vendor that spanned 7 years and implicated 20 employees. The fraud was formally investigation by the FBI and resulted in 5 indictments estimating a $13M fraud loss.
Ms. Fountain is currently engaged in her own consulting and training practice. She has successfully executed on several consulting assignments spanning areas of accounting, risk, ERM and internal audit. She is a highly sought-after trainer and international speaker and has produced hundreds of courses delivered through seminars, conferences and on-demand training. She is the author of three separate technical books.
Ms.
Fountain obtained her BSBA from Pittsburg State University and her MBA from
Washburn University in Kansas. She has her CPA, CGMA, CRMA credentials.

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To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
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