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5 Things You Need To Know About The SEC’s New Capital Raising Rules

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Before starting this self study program, please go through the instructional document.


  • Goals of New Rules
    4 mins
  • Common Exemption and $ Raised in 2019
    14 mins
  • New Crowdfunding II
    23 mins
  • Demo Days Pre-Rule
    26 mins
  • Finders and Commissions
    39 mins

Course Description

The U.S. Securities and Exchange Commission has modified rules that affect how companies can raise capital via direct listings and equity crowdfunding. While the SEC frequently changes rules governing capital raising rarely does it shift its approach to fundraising as is the case here.  As a result, this rule is one of the most significant pieces of Securities and Exchange Commission rulemaking for private companies in the last twenty years.

This online CPE webinar will examine the highlights of the SEC’s November 2020 rulemaking which takes effect on March 15, 2021 and its practical impacts on companies.   

The key topics covered in this SEC updates Online CPE webinar are:

  1. Increased dollar limits for Crowdfunding in Regulation CF,
  2. Increased dollar limits for Rule 504 of Regulation D,
  3. Increased dollar limits for Tier 2 of Regulation A, and
  4. Creation of a safe harbor for demo days

This online CPE webinar is a must attend for CPAs, CMAs, CVAs, ABVs and CFOs, CEOs and top management executives. 

Learning Objectives

  • To learn how the SEC has shifted its views towards private company capital raising
  • To gain an awareness of the SEC’s views on securities issuances and exemptions
  • To understand the practical impact of the increased exemption dollar limits
  • To learn what new tools are available to companies seeking capital
  • To understand how companies can safely participate in demo days

Who Should Attend?

  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Finance Director
  • Finance Pros
  • Young CPA