Professional Requirements for Assurance Providers, Including Independence – Understanding Critical Code of Professional Conduct Concepts 2.5 Credits
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To provide a service that increases confidence in the information, the independent professional providing it has to stimulate trust, not only as a provider of the service but also in the process the professional uses to deliver it. There is a range of assurance services that can be provided to enhance confidence in the information. The specific service to be applied is based on the entity's objectives and generally is determined by the engaging party in consultation with the assurance service provider.
The AICPA's Code of Professional Conduct guides ethical business conduct, as well as other potentially relevant ethical requirements from the PCAOB and international bodies. An important pillar of any Code of Professional Conduct is the rules governing independence when performing attest services, particularly when both attest and non-attest services are provided.
This online CPE course will dig deeper into important foundational principles, primarily focusing on threats to independence and how to avoid or appropriately safeguard them.
Major topics covered in this Ethics webinar are:
Here is the link to your interests: Accounting & Auditing CPE Courses | CPE Courses for Certified Internal Auditors
| License details | Credits | Status |
|---|---|---|
| Regulatory Ethics for Certified Public Accountants (CPA-US) | 2.5 CPE | Approved |
| Ethics for Certified Internal Auditors (CIA) | 2.5 CPE | Eligible |
| Professional Ethics for Certified Management Accountants (CMA) | 2.5 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 2.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 2.5 CPE | Eligible |
| Ethics Regulatory for Certified Information Systems Auditor (CISA) | 2.5 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2.5 CPE | Eligible |
| Ethics for Certification in Risk Management Assurance (CRMA) | 2.5 CPE | Eligible |
| Ethics for Certified Financial Forensics (CFF) | 2.5 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2.5 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Regulatory Ethics for Certified Public Accountants (CPA-US) | 2.5 CPE | Approved |
| Ethics for Certified Internal Auditors (CIA) | 2.5 CPE | Eligible |
| Professional Ethics for Certified Management Accountants (CMA) | 2.5 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 2.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 2.5 CPE | Eligible |
| Ethics Regulatory for Certified Information Systems Auditor (CISA) | 2.5 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2.5 CPE | Eligible |
| Ethics for Certification in Risk Management Assurance (CRMA) | 2.5 CPE | Eligible |
| Ethics for Certified Financial Forensics (CFF) | 2.5 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2.5 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Regulatory Ethics for Certified Public Accountants (CPA-US) | 2.5 CPE | Approved |
| Ethics for Certified Internal Auditors (CIA) | 2.5 CPE | Eligible |
| Professional Ethics for Certified Management Accountants (CMA) | 2.5 CPE | Eligible |
| Auditing for Certified Government Financial Manager (CGFM) | 2.5 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 2.5 CPE | Eligible |
| Ethics Regulatory for Certified Information Systems Auditor (CISA) | 2.5 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2.5 CPE | Eligible |
| Ethics for Certification in Risk Management Assurance (CRMA) | 2.5 CPE | Eligible |
| Ethics for Certified Financial Forensics (CFF) | 2.5 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2.5 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Regulatory Ethics for Certified Public Accountants (CPA-US) | 2 CPE | Approved |
| Ethics for Certified Internal Auditors (CIA) | 2 CPE | Eligible |
| Ethics and independence for Certified Government Financial Manager (CGFM) | 2 CPE | Eligible |
| Ethics and Professional Conduct for Certified Fraud Examiner (CFE) | 2 CPE | Eligible |
| Ethics Regulatory for Certified Information Systems Auditor (CISA) | 2 CPE | Eligible |
| Auditing for Internal Audit Practitioner (IAP) | 2 CPE | Eligible |
| Auditing for Certification in Risk Management Assurance (CRMA) | 2 CPE | Eligible |
| Ethics for Certified Financial Forensics (CFF) | 2 CPD | Eligible |
| Auditing for Qualification in Internal Audit Leadership (QIAL) | 2 CPE | Eligible |
| Auditing for Certified Government Auditing Professional (CGAP) | 2 CPE | Eligible |
Credits
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Instructional Method
Pre-requisites
Advance Preparation
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Jennifer F. Louis, CPA has over 25 years of experience in designing and instructing high-quality training programs in a wide variety of technical and “soft skills” topics needed for professional and organization success. In 2003, she founded Emergent Solutions Group, LLC, where she focuses her energy on designing and delivering high-quality, practical, and engaging accounting and auditing training. She was most recently Director of Audit Product Development at Surgent Professional Education, and prior to that served as Executive Vice President/Director of Training Services at AuditWatch, Inc., a highly-respected training and audit process consulting firm. Before joining AuditWatch, Jennifer was the Financial/Operational Audit Manager at AARP. At the start of her professional career, Jennifer was an Audit Manager for Deloitte & Touche LLP, where she frequently served as a local and national instructor. Jennifer graduated summa cum laude from Marymount University with a BBA-Accounting. Besides loving life on the lake with her husband in Charlotte, NC, she enjoys hiking with her little dog Frodo Beggins, and savoring any precious moments spent with her two young adult boys.
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Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
MG
Understanding the independence of your role as an auditor is crucial, both for actual and perceived threats. By giving some real life examples, the lecture really helped highlight those areas.
CS
The education materials in myCPE are very detailed and thorough. I liked the problem examples the instructor went through, and I felt that I genuinely learned a lot.
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