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Agile Audit Planning: Prioritize Risks, Maximize Impact 1 Credit

Agile Audit Planning: Prioritize Risks, Maximize Impact 1 Credit

  • Rating

    4.8

  • Published on

    February, 2025

  • Subject Area

    Auditing

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  • Access the course at your convenience
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  • Get your certificate
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  • Answer the polling questions
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Learning Objective

  • Explain agile audit roles and their responsibilities in audit engagements.
  • Execute effective sprint planning for structured audit project management.
  • Discuss backlog concepts to develop a flexible audit plan.
  • Know how to apply agile estimation techniques to enhance audit planning accuracy.
  • Review backlog items for continuous improvement in audit processes.

Course Overview

In today’s rapidly evolving audit environment, organizations are increasingly turning to Agile methodologies to improve their audit processes. Agile Audit Planning and Sprint Planning can help audit teams become more flexible, responsive, and efficient, ensuring audits are completed on time and with a focus on high-priority risks. Are you ready to explore how Agile principles can transform your audit planning?

This CPE course provides an in-depth look at how Agile roles, sprint planning, and backlog refinement can optimize the auditing process. You'll discover how Agile audit teams, including the Product Owner, Scrum Master, and Audit Team, collaborate to prioritize and manage risks effectively. Through sprint planning and capacity estimation, teams can allocate resources efficiently, ensuring that each audit objective is met while balancing workloads. Additionally, you will dive into risk prioritization, user story creation, and continuous improvement techniques that make audits more transparent and adaptive.

Major Topics: 

  • Agile Audit Roles
  • Sprint Planning Techniques
  • Backlog Refinement Process
  • Risk Prioritization Methods
  • Estimating Capacity & Velocity

By the end of this course, you’ll be able to implement Agile audit principles in your organization and optimize your audit planning process for better results. Don’t miss the chance to revolutionize your approach to audits—join today!

For more CPE Auditing Courses, Click here.

On Demand Credits for All Qualifications

Live Webinar Credits for All Qualifications

License details Credits Status
Auditing for Certified Public Accountants (CPA-US) 1 CPE Approved
Risk Management for Certified Internal Auditors (CIA) 1 CPE Eligible
Auditing for Certified Management Accountants (CMA) 1 CPE Eligible
Auditing for Delaware Licensed Public Accountant (DE-LPA) 1 CPE Eligible
Auditing for Certified Fraud Examiner (CFE) 1 CPE Eligible
Auditing for Certified Government Financial Manager (CGFM) 1 CPE Eligible
Auditing for Internal Audit Practitioner (IAP) 1 CPE Eligible
Auditing for Certification in Risk Management Assurance (CRMA) 1 CPE Eligible
Auditing for Certified Internal Controls Auditor (CICA) 1 CPE Eligible
Auditing for Certified Financial Forensics (CFF) 1 CPD Eligible
Auditing for Qualification in Internal Audit Leadership (QIAL) 1 CPE Eligible
Auditing for Iowa Licensed Public Accountant (IA-LPA) 1 CPE Eligible
Auditing for Maine Licensed Public Accountant (ME-LPA) 1 CPE Eligible
Auditing for Certified Government Auditing Professional (CGAP) 1 CPE Eligible
Auditing for Certified Controls Specialist (CCS) 1 CPE Eligible
License details Credits Status
Auditing for Certified Public Accountants (CPA-US) 1 CPE Approved
Risk Management for Certified Internal Auditors (CIA) 1 CPE Eligible
Auditing for Certified Management Accountants (CMA) 1 CPE Eligible
Auditing for Delaware Licensed Public Accountant (DE-LPA) 1 CPE Eligible
Auditing for Certified Fraud Examiner (CFE) 1 CPE Eligible
Auditing for Certified Government Financial Manager (CGFM) 1 CPE Eligible
Auditing for Internal Audit Practitioner (IAP) 1 CPE Eligible
Auditing for Certification in Risk Management Assurance (CRMA) 1 CPE Eligible
Auditing for Certified Internal Controls Auditor (CICA) 1 CPE Eligible
Auditing for Certified Financial Forensics (CFF) 1 CPD Eligible
Auditing for Qualification in Internal Audit Leadership (QIAL) 1 CPE Eligible
Auditing for Iowa Licensed Public Accountant (IA-LPA) 1 CPE Eligible
Auditing for Maine Licensed Public Accountant (ME-LPA) 1 CPE Eligible
Auditing for Certified Government Auditing Professional (CGAP) 1 CPE Eligible
Auditing for Certified Controls Specialist (CCS) 1 CPE Eligible

Additional Information

Credit

1

Course Level

Basic

Instructional Method

QAS Self Study

Group Internet Based

Pre-requisites

None

Advance Preparation

None

NASBA APPROVED

MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478

MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors.

Take charge of your career with MYCPE ONE’s online CPE courses designed for CIA professionals. Earn essential CIA CPE credits while expanding your expertise, all from the convenience of your schedule and location. Our courses dive into a variety of relevant topics, keeping you updated on the latest trends and developments in your field. With flexible scheduling and content led by industry experts, MYCPE ONE makes professional learning easy and impactful. Join us today to access powerful resources that help you grow and achieve your career goals. At MYCPE ONE, we’re here to be your trusted partner in success.

About Instructor

Toby DeRoche

Toby DeRoche

Internal Audit Consultant, Insight CPE

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Toby DeRoche focuses his career on advising governance and assurance professionals on solutions to their audit, risk, and compliance needs. Toby assists organizations in improving their internal audit, risk management, and compliance functions. Toby’s professional background includes nearly 20 years in internal audit, fraud examination, and technology enablement consulting.  


As the founder of Insight CPE, LLC, Toby is dedicated to continued education for audit, risk, and fraud professionals. In this role, he partnered with cRiskAcademy to create the Certified Agile Auditor Professional (cAAP) course, the first of its kind in the world. Toby has authored over 100 blogs, the books Agile Audit: Transformation and Beyond and Only Audit What Matters, and several chapters of ISACA’s CISA Manual. Finally, as a Senior Manager in IT Control, Toby also puts theory into practice.

On Demand FAQs

What is Self Study (QAS)?

Self Study QAS (Quality Assurance Service) is a NASBA and other regulatory bodies approved program designed for Professionals to complete their Continuing Professional Education credits through self-paced, interactive courses that meet the highest standards of quality and compliance. We are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.

How do I earn CPE credits through self-study?

To earn CPE credits, you must complete the self-study course, pass the required assessments, and submit the necessary documentation. Credits are awarded based on the completion of course hours and successfully passing the assessments.

Are the self-study courses approved by NASBA and other regulatory bodies?

Yes, all our self-study courses are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the rigorous standards for quality and educational content set by these organizations.

What are the requirements to maintain compliance with self-study courses?

To maintain compliance, you must follow the guidelines set by NASBA and other regulatory bodies, which include completing the course within the specified timeframe, passing the assessments, and keeping accurate records of your learning activities.

How can I access my course completion certificates?

After successfully completing a self-study course and passing the assessments, you can access and download your course completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.

How are credits reported to governing bodies?

We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.

Live Webinar FAQs

What is a Live Webinar Group Internet-Based Credit?

A Live Webinar Group Internet-Based Credit is an interactive, real-time online seminar where professionals can earn Continuing Education credits by participating in live sessions led by experts in various fields. These sessions meet the standards set by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.

How do I earn credits through live webinars?

To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.

Are the live webinars approved by NASBA and other regulatory bodies?

Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.

What are the requirements to maintain compliance with live webinar courses?

To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.

How can I access my webinar completion certificates?

After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.

How are credits reported to governing bodies?

We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.

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