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Course Level :Basic
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Credits :1.5
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Pre-requisites :None
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Advance Preparation :None
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For accountants working in a public company, familiarity with key SEC regulations is essential to ensure compliance with financial reporting requirements, maintain transparency, and uphold regulatory standards.
While there is a seemingly limitless end of SEC regulations out there, having a strong awareness of several of the key regulations will prove beneficial. In the following sections of this course, we’ll provide a brief overview of some of these key regulations. Each of these regulations will be further explored and addressed in additional detail in later parts of this course.
This course provides an overview of key SEC regulations that accountants should be familiar with. This includes a discussion of the Securities Act of 1933 and the Securities Exchange Act of 1934, as well as specific Regulations including Regulation S-X, Regulation S-K, and Regulation FD. This course also provides some examples of how companies may violate certain of these Regulations. Finally, this course concludes with a discussion of some of the key requirements of the Sarbanes-Oxley Act which seeks to enhance corporate transparency, accountability, and governance practices.
Join this CPE Accounting course, It also further empowers them to interpret regulatory requirements accurately, implement effective internal controls and risk management practices, and stay abreast of regulatory changes and developments.
Key topics covered:
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MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Advisor, HP
Kelen is a recognized author and reviewer of CPE courses and has authored over 150 courses (370+ CPE credit hours) covering a range of accounting, auditing, financial reporting, regulatory, and ethics topics. His courses are available for purchase from many online CPE providers including the AICPA. Kelen remained involved in CPA exam content development for nearly 10 years and authored more than a thousand multiple choice questions for various sections of the CPA exam. He also serves as an Editorial Advisor for the AICPA’s "Journal of Accountancy".
Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as a Principal in Accounting Policy with HP in Doha, Qatar. Prior to HP, he served in multiple accounting roles in the oil & gas industry with ConocoPhillips including technical accounting policy, SOX compliance, and internal audit. He also gained public accounting experience with PricewaterhouseCoopers, working with various clients in the energy, electric, power, gas, and utility sectors.
23 Ratings
JB
Sep 4th, 2024
I really enjoyed this class. Very informative with straightforward presentation. A good reference tool for future use.
JY
Jun 9th, 2024
Great content!
Apr 20th, 2024
Good. Thanks
