Ethics CE: CFP® Board’s Revised Code and Standards

Learning Objectives

Course Description

This program fulfills the requirement for CFP® Board approved Ethics CE. This program is designed to educate CFP® professionals on CFP® Board's new Code of Ethics and Standards of Conduct, which is effective October 1, 2019.

Overview

• Opening

  1 mins
• LO 1 : Understand the structure and content of the revised Code and Standards, including significant changes from prior rules.

  1 mins
• LO 2 : Describe CFP® Board’s Fiduciary Duty.

  32 mins
• LO 3 : Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them.

  50 mins
• LO 4 : Understand the Duty to Report to CFP® Board and the Duty to Cooperate.

  72 mins
• LO 5 : Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning.

  83 mins
• LO 6 : Understand the Duty to Provide Information to Clients When Providing Financial Planning and/or Financial Advice.

  106 mins
• Closing

  119 mins