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Retirement Plan Governance Best Practices Fiduciary Responsibility

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Before starting this self study program, please go through the instructional document.

Overview

  • Benefits of Good Plan Governance
    3 mins
  • The Oversight Committee
    12 mins
  • Hiring an Investment Advisor
    17 mins
  • Monitoring Service Providers
    21 mins
  • Roles and Responsibilities
    31 mins
  • Fidelity Bond vs. Fiduciary Liability
    38 mins
  • Prohibited Transactions
    43 mins
  • Best Practices
    47 mins

Course Description

A fiduciary is a person or organization that acts on behalf of another person or persons, putting their clients' interests ahead of their own, with a duty to preserve good faith and trust. Being a fiduciary thus requires being bound both legally and ethically to act in the other's best interests. 

A retirement plan governance carries the duty of care and trust for the participants and the action is taken must be for the benefit of the participants. By focusing on plan governance, plan sponsors can implement a prudent process for carrying out their fiduciary responsibility, and improve the quality of the retirement plan they offer employees. 

In this Retirement best practices CPE webinar, participants will take away a fresh perspective on:

  • Fiduciary responsibility, 
  • Identify the fiduciaries to their retirement plans, and 
  • Implement best practices in fulfilling their fiduciary responsibility.


This best practices webinar will cover the following key topics:

  • Taking an overview of Fiduciary Responsibility
  • Various strategies to implement best practices to carry out fiduciary responsibility
  • Implementing various strategies of best practices into the company plan


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Learning Objectives

  • To identify meaning and role of being a fiduciary.
  • To identify who is a fiduciary to your retirement plan.
  • To implement best practices.

Who Should Attend?

  • Accountant
  • Accounting Firm
  • Accounting Managers
  • Bookkeepers & Accountants & Tax Preparers
  • California Registered Tax Professional
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • CPA in Business
  • Entrepreneurial CPA
  • Senior Accountant
  • Staff of Accounting Firm
  • Tax Accountant (Industry)
  • Tax Attorney
  • Tax Director (Industry)
  • Tax Firm
  • Tax Managers
  • Tax Practitioners
  • Tax Preparer
  • Tax Professionals
  • Tax Pros
  • Young CPA

Testimonial

4.6

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