Form 10-K Series - Risk Factors, Controls, and Corporate Governance Disclosures 0.5 Credit
Part 4
Learning mode
In today’s rapidly evolving business environment, transparency and effective communication are paramount in ensuring investors’ trust and fostering sustainable growth. One of the most crucial documents in achieving this is the SEC Form 10-K.
This CPE Course will delve into the intricate details of risk factors, internal controls over financial reporting (ICFR), and corporate governance disclosures within the 10-K. We will explore how companies communicate the risks they face, providing a roadmap to identify operational vulnerabilities. We will also touch on the importance of maintaining robust internal controls and the role they play in safeguarding accurate financial reporting. Executive compensation disclosures, which often spark significant investor interest, will also be addressed, particularly focusing on transparency and alignment with business goals.
Key topics covered:
Join this course, we will provide you with the tools to better understand and navigate these vital areas in SEC Form 10-K filings, empowering you to make more informed decisions.
| License details | Credits | Status |
|---|---|---|
| Accounting for Certified Public Accountants (CPA-US) | 0.5 CPE | Approved |
| Certified Internal Auditors (CIA) | 0.5 CPE | Eligible |
| Certified Management Accountants (CMA) | 0.5 CPE | Eligible |
| Chartered Financial Analyst (CFA) | 0.5 PL | Eligible |
| Accounting for Delaware Licensed Public Accountant (DE-LPA) | 0.5 CPE | Eligible |
| Certified Government Financial Manager (CGFM) | 0.5 CPE | Eligible |
| Certified Fraud Examiner (CFE) | 0.5 CPE | Eligible |
| Internal Audit Practitioner (IAP) | 0.5 CPE | Eligible |
| Certified Financial Forensics (CFF) | 0.5 CPD | Eligible |
| Certified Valuation Analyst (CVA) | 0.5 CPE | Eligible |
| Qualification in Internal Audit Leadership (QIAL) | 0.5 CPE | Eligible |
| Accounting for Iowa Licensed Public Accountant (IA-LPA) | 0.5 CPE | Eligible |
| Accounting for Maine Licensed Public Accountant (ME-LPA) | 0.5 CPE | Eligible |
| CIPM | 0.5 PL | Eligible |
| Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 0.5 CPE | Eligible |
| Certified FP&A Professional (FP&A) | 0.5 CE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Accounting for Certified Public Accountants (CPA-US) | 0.5 CPE | Approved |
| Certified Internal Auditors (CIA) | 0.5 CPE | Eligible |
| Certified Management Accountants (CMA) | 0.5 CPE | Eligible |
| Chartered Financial Analyst (CFA) | 0.5 PL | Eligible |
| Accounting for Delaware Licensed Public Accountant (DE-LPA) | 0.5 CPE | Eligible |
| Certified Government Financial Manager (CGFM) | 0.5 CPE | Eligible |
| Certified Fraud Examiner (CFE) | 0.5 CPE | Eligible |
| Internal Audit Practitioner (IAP) | 0.5 CPE | Eligible |
| Certified Financial Forensics (CFF) | 0.5 CPD | Eligible |
| Certified Valuation Analyst (CVA) | 0.5 CPE | Eligible |
| Qualification in Internal Audit Leadership (QIAL) | 0.5 CPE | Eligible |
| Accounting for Iowa Licensed Public Accountant (IA-LPA) | 0.5 CPE | Eligible |
| Accounting for Maine Licensed Public Accountant (ME-LPA) | 0.5 CPE | Eligible |
| CIPM | 0.5 PL | Eligible |
| Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 0.5 CPE | Eligible |
| Certified FP&A Professional (FP&A) | 0.5 CE | Eligible |
Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors.
Kelen is a recognized author and reviewer of CPE courses and has authored over 150 courses (370+ CPE credit hours) covering a range of accounting, auditing, financial reporting, regulatory, and ethics topics. His courses are available for purchase from many online CPE providers including the AICPA. Kelen remained involved in CPA exam content development for nearly 10 years and authored more than a thousand multiple choice questions for various sections of the CPA exam. He also serves as an Editorial Advisor for the AICPA’s "Journal of Accountancy".
Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as a Principal in Accounting Policy with HP in Doha, Qatar. Prior to HP, he served in multiple accounting roles in the oil & gas industry with ConocoPhillips including technical accounting policy, SOX compliance, and internal audit. He also gained public accounting experience with PricewaterhouseCoopers, working with various clients in the energy, electric, power, gas, and utility sectors.
Self Study QAS (Quality Assurance Service) is a NASBA and other regulatory bodies approved program designed for Professionals to complete their Continuing Professional Education credits through self-paced, interactive courses that meet the highest standards of quality and compliance. We are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies.
To earn CPE credits, you must complete the self-study course, pass the required assessments, and submit the necessary documentation. Credits are awarded based on the completion of course hours and successfully passing the assessments.
Yes, all our self-study courses are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the rigorous standards for quality and educational content set by these organizations.
To maintain compliance, you must follow the guidelines set by NASBA and other regulatory bodies, which include completing the course within the specified timeframe, passing the assessments, and keeping accurate records of your learning activities.
After successfully completing a self-study course and passing the assessments, you can access and download your course completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
Jan 20, 09:00 AM ET
Jan 20, 09:00 AM ET
Jan 20, 10:00 AM ET
Jan 20, 12:30 PM ET
Jan 20, 03:00 PM ET
Jan 20, 03:00 PM ET
Earn continuing education credits with flexibility. Choose from live webinars, on-demand courses, e-books, or podcasts to fit your learning style and schedule.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days - fastest in the industry.
Track and manage your compliance across all 50 states and over 100 designations. Our Credit Tracker keeps your CPE credits and compliance requirements always up-to-date.
Certificate Vault to upload, manage, and access certificates earned from various sources and an integrated credit tracker, allowing users to monitor and manage their credits conveniently for compliance.
Stay current with our automated reminder system. Receive timely alerts for your CPE requirements, ensuring you never miss a deadline.
The myCPE Mobile App allows you to learn on the go, providing access to educational content on Android and Apple iOS devices. You can learn anytime and anywhere, making it convenient for busy schedules.
Our support team is available via live chat, email, and phone from 9 AM to 5 PM ET. We're here to help with any questions or issues, ensuring you have a seamless experience.
This course is included with,
Gain access to everything required for compliance, skill enhancement, and staying ahead of industry trends—all included in the Individual subscription. Here’s what you get:
Pre-selected courses for quick compliance
Connect with like-minded professionals on Teams.
Trusted by 250,000+ Professionals
-(1).png){kind=small}
