Risk Management in Financial Planning 1.5 Credits
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While you cannot predict too many things with certainty when it comes to financial planning, you can be sure that there will always be one thing: risk.
Risk Management is a term most frequently associated with large businesses due to its crucial importance for corporations. However, risk management activities are just as vital when it comes to finances. It is the process of understanding, analyzing, and addressing potential risks to ensure objectives are achieved.
Although it may never go away, there are steps and decisions you can make to introduce more risk management in financial planning to help you mitigate and reduce the role that it plays in shaping your future. This CPE webinar will define risk as the term used in financial planning. We will discuss effective ways financial planners can manage risk for their clients.
This course covers the following Major Topics:
Join this CPE Finance webinar, it will address personal and business risk, techniques to reduce risk or transfer risk to a third party, insurance theory, and industry regulation.
| License details | Credits | Status |
|---|---|---|
| Finance for Certified Public Accountants (CPA-US) | 1.5 CPE | Approved |
| Finance for CPA in Canada | 1.5 CPD | Eligible |
| Corporate Finance for Certified Management Accountants (CMA) | 1.5 CPE | Eligible |
| Personal Financial Planning for Personal Financial Specialist (PFS) | 1.5 CPD | Eligible |
| Finance for Chartered Financial Analyst (CFA) | 1.5 PL | Eligible |
| Finance for Delaware Licensed Public Accountant (DE-LPA) | 1.5 CPE | Eligible |
| Risk Management for Chartered Financial Consultant (ChFC) | 1.5 CE | Eligible |
| Risk Management and Insurance Planning for Certified Financial Planner (CFP-US) (Approval No. 332274) (Valid upto : Dec 31, 2025) | 1.5 CE | Approved |
| Association of Chartered Certified Accountants (ACCA) | 1.5 CPD | Eligible |
| Chartered Accountant - ICAEW | 1.5 CPD | Eligible |
| Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) | 1.5 CE | Eligible |
| Risk Management for Retirement Income Certified Professional (RICP) | 1.5 CE | Eligible |
| Risk Management for Wealth Management Certified Professional (WMCP) | 1.5 CE | Eligible |
| Risk Management for Financial Services Certified Professional (FSCP) | 1.5 CE | Eligible |
| Professional Development for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Finance for Iowa Licensed Public Accountant (IA-LPA) | 1.5 CPE | Eligible |
| Finance for Maine Licensed Public Accountant (ME-LPA) | 1.5 CPE | Eligible |
| Finance for Chartered Advisor in Philanthropy (CAP) | 1.5 CE | Eligible |
| Financial Planning and Analysis for Certified Treasury Professional (CTP) | 1.5 CE | Eligible |
| Risk Management for Chartered Special Needs Consultant (ChSNC) | 1.5 CE | Eligible |
| Financial Planning for Chartered Life Underwriter (CLU) | 1.5 CE | Eligible |
| Insurance and Risk Management for Certified Financial Planner - Canada (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Insurance and Risk Management for Qualified Associate Financial Planner (QAFP) (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Risk Management for Chartered Advisor in Senior Living (CASL) | 1.5 CE | Eligible |
| Finance for CIPM | 1.5 PL | Eligible |
| Professional Development for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| CPA - Ireland | 1.5 CPD | Eligible |
| Chartered Accountants - Scotland | 1.5 CPD | Eligible |
| Chartered Accountants - Ireland (CAI) | 1.5 CPD | Eligible |
| Risk management concepts for Certified FP&A Professional (FP&A) | 1.5 CE | Eligible |
| Finance for Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 1.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Finance for Certified Public Accountants (CPA-US) | 1.5 CPE | Approved |
| Finance for CPA in Canada | 1.5 CPD | Eligible |
| Corporate Finance for Certified Management Accountants (CMA) | 1.5 CPE | Eligible |
| Personal Financial Planning for Personal Financial Specialist (PFS) | 1.5 CPD | Eligible |
| Finance for Chartered Financial Analyst (CFA) | 1.5 PL | Eligible |
| Finance for Delaware Licensed Public Accountant (DE-LPA) | 1.5 CPE | Eligible |
| Risk Management for Chartered Financial Consultant (ChFC) | 1.5 CE | Eligible |
| Risk Management and Insurance Planning for Certified Financial Planner (CFP-US) (Approval No. 332274) (Valid upto : Dec 31, 2025) | 1.5 CE | Approved |
| Association of Chartered Certified Accountants (ACCA) | 1.5 CPD | Eligible |
| Chartered Accountant - ICAEW | 1.5 CPD | Eligible |
| Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) | 1.5 CE | Eligible |
| Risk Management for Retirement Income Certified Professional (RICP) | 1.5 CE | Eligible |
| Risk Management for Wealth Management Certified Professional (WMCP) | 1.5 CE | Eligible |
| Risk Management for Financial Services Certified Professional (FSCP) | 1.5 CE | Eligible |
| Professional Development for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Finance for Iowa Licensed Public Accountant (IA-LPA) | 1.5 CPE | Eligible |
| Finance for Maine Licensed Public Accountant (ME-LPA) | 1.5 CPE | Eligible |
| Finance for Chartered Advisor in Philanthropy (CAP) | 1.5 CE | Eligible |
| Financial Planning and Analysis for Certified Treasury Professional (CTP) | 1.5 CE | Eligible |
| Risk Management for Chartered Special Needs Consultant (ChSNC) | 1.5 CE | Eligible |
| Financial Planning for Chartered Life Underwriter (CLU) | 1.5 CE | Eligible |
| Insurance and Risk Management for Certified Financial Planner - Canada (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Insurance and Risk Management for Qualified Associate Financial Planner (QAFP) (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Risk Management for Chartered Advisor in Senior Living (CASL) | 1.5 CE | Eligible |
| Finance for CIPM | 1.5 PL | Eligible |
| Professional Development for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| CPA - Ireland | 1.5 CPD | Eligible |
| Chartered Accountants - Scotland | 1.5 CPD | Eligible |
| Chartered Accountants - Ireland (CAI) | 1.5 CPD | Eligible |
| Risk management concepts for Certified FP&A Professional (FP&A) | 1.5 CE | Eligible |
| Finance for Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 1.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Finance for Certified Public Accountants (CPA-US) | 1.5 CPE | Approved |
| Finance for CPA in Canada | 1.5 CPD | Eligible |
| Corporate Finance for Certified Management Accountants (CMA) | 1.5 CPE | Eligible |
| Personal Financial Planning for Personal Financial Specialist (PFS) | 1.5 CPD | Eligible |
| Finance for Chartered Financial Analyst (CFA) | 1.5 PL | Eligible |
| Finance for Delaware Licensed Public Accountant (DE-LPA) | 1.5 CPE | Eligible |
| Risk Management for Chartered Financial Consultant (ChFC) | 1.5 CE | Eligible |
| Risk Management and Insurance Planning for Certified Financial Planner (CFP-US) (Approval No. 332274) (Valid upto : Dec 31, 2025) | 1.5 CE | Approved |
| Association of Chartered Certified Accountants (ACCA) | 1.5 CPD | Eligible |
| Chartered Accountant - ICAEW | 1.5 CPD | Eligible |
| Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) | 1.5 CE | Eligible |
| Risk Management for Retirement Income Certified Professional (RICP) | 1.5 CE | Eligible |
| Risk Management for Wealth Management Certified Professional (WMCP) | 1.5 CE | Eligible |
| Risk Management for Financial Services Certified Professional (FSCP) | 1.5 CE | Eligible |
| Professional Development for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Finance for Iowa Licensed Public Accountant (IA-LPA) | 1.5 CPE | Eligible |
| Finance for Maine Licensed Public Accountant (ME-LPA) | 1.5 CPE | Eligible |
| Finance for Chartered Advisor in Philanthropy (CAP) | 1.5 CE | Eligible |
| Financial Planning and Analysis for Certified Treasury Professional (CTP) | 1.5 CE | Eligible |
| Risk Management for Chartered Special Needs Consultant (ChSNC) | 1.5 CE | Eligible |
| Financial Planning for Chartered Life Underwriter (CLU) | 1.5 CE | Eligible |
| Insurance and Risk Management for Certified Financial Planner - Canada (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Insurance and Risk Management for Qualified Associate Financial Planner (QAFP) (Approval No. 13135) (Valid upto : Apr 13, 2025) | 1.5 CE | Approved |
| Risk Management for Chartered Advisor in Senior Living (CASL) | 1.5 CE | Eligible |
| Finance for CIPM | 1.5 PL | Eligible |
| Professional Development for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| CPA - Ireland | 1.5 CPD | Eligible |
| Chartered Accountants - Scotland | 1.5 CPD | Eligible |
| Chartered Accountants - Ireland (CAI) | 1.5 CPD | Eligible |
| Risk management concepts for Certified FP&A Professional (FP&A) | 1.5 CE | Eligible |
| Finance for Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 1.5 CPE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Finance for Certified Public Accountants (CPA-US) | 1.5 CPE | Approved |
| Finance for CPA in Canada | 1.5 CPD | Eligible |
| Corporate Finance for Certified Management Accountants (CMA) | 1.5 CPE | Eligible |
| Personal Financial Planning for Personal Financial Specialist (PFS) | 1.5 CPD | Eligible |
| Finance for Chartered Financial Analyst (CFA) | 1.5 PL | Eligible |
| Finance for Delaware Licensed Public Accountant (DE-LPA) | 1.5 CPE | Eligible |
| Risk Management for Chartered Financial Consultant (ChFC) | 1.5 CE | Eligible |
| Association of Chartered Certified Accountants (ACCA) | 1.5 CPD | Eligible |
| Financial Planning for Certified Wealth Strategist (CWS) | 1.5 CE | Eligible |
| Chartered Accountant - ICAEW | 1.5 CPD | Eligible |
| Financial Planning for Certified Fiduciary and Investment Risk Specialist (CFIRS) | 1.5 CE | Eligible |
| Risk Management for Retirement Income Certified Professional (RICP) | 1.5 CE | Eligible |
| Risk Management for Wealth Management Certified Professional (WMCP) | 1.5 CE | Eligible |
| Risk Management for Financial Services Certified Professional (FSCP) | 1.5 CE | Eligible |
| Finance for Iowa Licensed Public Accountant (IA-LPA) | 1.5 CPE | Eligible |
| Professional Development for Personal Financial Planner (PFP) | 1.5 CE | Eligible |
| Finance for Maine Licensed Public Accountant (ME-LPA) | 1.5 CPE | Eligible |
| Financial Planning and Analysis for Certified Treasury Professional (CTP) | 1.5 CE | Eligible |
| Finance for Chartered Advisor in Philanthropy (CAP) | 1.5 CE | Eligible |
| Financial Planning for Chartered Life Underwriter (CLU) | 1.5 CE | Eligible |
| Risk Management for Chartered Special Needs Consultant (ChSNC) | 1.5 CE | Eligible |
| CPA - Ireland | 1.5 CPD | Eligible |
| Chartered Accountants - Scotland | 1.5 CPD | Eligible |
| Chartered Accountants - Ireland (CAI) | 1.5 CPD | Eligible |
| Risk management concepts for Certified FP&A Professional (FP&A) | 1.5 CE | Eligible |
| Finance for Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 1.5 CPE | Eligible |
| Professional Development for Designated Financial Services Advisor (DFSA) | 1.5 CE | Eligible |
| Finance for CIPM | 1.5 PL | Eligible |
| Risk Management for Chartered Advisor in Senior Living (CASL) | 1.5 CE | Eligible |
Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
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"Dive into the world of CPA CPE Courses with MY-CPE. Our online courses are here to help you complete your CPA CPE credits seamlessly. We cover a wide range of topics delivered by professional subject matter experts. Forget the traditional way of learning with flexible scheduling and learn at your own pace. Join us and start your journey toward professional growth today!
More than forty years of practice in tax planning, estate and trust administration and planning, personal financial planning and accounting have given Warren an extraordinarily deep understanding of personal finance. At his New York City firm, Adelman, Katz & Mond LLP, his clients, who include primarily high net worth individuals, entrepreneurs and sole proprietors, benefit from his particular expertise in tax law, its applications and implications for individuals. Warren is an adjunct professor of accounting and taxation at Long Island University, New Jersey City University, and Rutgers Business School. He has spoken at the Institute of Management Accountants, both the New York and Long Island chapters of Financial Planning Association, the New York State Society of CPAs, New York University, and Lorman Educational Services. In addition, he is an accomplished author, and has regularly contributed to publications the experts rely on, like Marshall Loeb's Money Guide, Taxation for Accountants, and The CPA Journal. Warren has been very active in professional organizations, and has frequently been elected as president, board member or committee chair. Warren is a fan of local sports teams. He also likes to read biographies and books on current events. He and his wife, Susan, live in Langhorne, PA. They have two children, Sam and Robin, and a granddaughter, Reily
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To earn credits, you must attend the entire live webinar, actively participate in any polls or questions, and complete any required evaluations or assessments. Credits are awarded based on your attendance and participation in the live session.
Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
CM
Some of the topics were sort word-smithy - like definitions of words for the sake of unit that could just as easily have slightly different definitions with a different prof. But it's all good..
DR
Excellent webinar! Mkes me realize that "I" can, should and will need to apply the Risk Management TECHNIQUES to MY OWN PERSONAL LIFE! Thanks Warren! Des
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