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Safety and Profitability3 mins
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Applicability of ERISA10 mins
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Governing Plan Documents16 mins
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Related Documents23 mins
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Monitoring Service Providers35 mins
Published: October, 2021
The number one reason for lawsuits against employer sponsored retirement plans is breach of fiduciary responsibility. Plan auditors are in a perfect position to detect gaps in plan oversight; however, most audit procedures don’t include simple steps that would identify those breaches.
Participants of this online audit webinar for CPAs will take away a fresh perspective on how they can add value to retirement plan audits. By focusing on plan governance, auditors can make performance improvement observations that will help plan sponsors understand the prudent process they are required to follow and improve the quality of the retirement plan they offer employees.Â
This Online CPE Webinar covers following Key Topics:
Click to access more webinars on IRS Representation | Latest Tax Updates | Sales & Use Tax
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
President, Ashford Investment Advisors
Kathleen Dulko started her financial services
career as a CPA focusing on retirement plan, health care, and government
audits. In 2010, she earned the position of Corporate Controller for a
tax-supported healthcare system, where she was a member of the Retirement Plan
and Investment Committees, overseeing more than $1 billion in assets. Ms. Dulko
joined Ashford Investment Advisors in 2017 where she serves as a 3(38)
Investment Manager to her retirement plan clients. Connect on LinkedIn for
regular updates on Plan Governance!
Ashford Investment Advisors is a
Registered Investment Advisor (RIA) based in Daytona Beach, Florida. We are
proud to offer our services as a 3(38) Investment Manager. Our unique service
model combines the plan governance components of a named fiduciary with the
risk transfer benefit of a 3(38) Investment Manager. Visit our website at
AshfordPlanReview.com to sign up for our monthly newsletter and learn more
about PlanAssure, our exclusive 12-point plan governance process.
358 Ratings
KM
Jun 15th, 2022
Great
JA
May 25th, 2022
good
BF
Apr 20th, 2022
The questions were not clear &/or worded comprehensibly.
TH
Feb 19th, 2022
good
LAA
Feb 10th, 2022
It was OK
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