Audit 101: Part 3 - Audit Wrapup

  • Accountant
  • CRMA
  • CFE
  • CGAP
  • CGFM
  • CIA
  • CMA
  • CPA (US)
  • CVA
  • CA - ICAEW
  • IAP
  • QIAL
  • ACCA
  • CA - Ireland
  • CA - Scotland
  • CPA - Ireland
  • CWS

Published: November, 2021

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  • Course Description
  • Course Qualification
  • Presenter
  • FAQ

Course Description


  • Contents of a "Typical" Audit Report
    8 mins
  • General Computer Controls
    22 mins
  • Appl Sys Implementation & Maintenance
    61 mins
  • When Do We Use Audit Interviews?
    87 mins
  • Conducting & Controlling Audit Conversations
    123 mins
  • Asking Probing Questions (Appreciative Inquiry)
    152 mins
  • Maintaining Control of the Interview
    201 mins
  • Flow Charting Leading Practices
    222 mins
  • What is Storyboard Flowcharting?
    235 mins

Course Description

For any process, the planning, the steps, and the wrap-up all are important parts. Without proper planning, the overall tasks are planning with various resources. In the crucial steps, the planning process is executed. In the wrap-up, the review, quality assurance, and credibility aspects are fine-tuned and made ready for presentation. Just like the first two, the last step bears equal importance in the process of audit. 

Without a proper warp-up process, the ‘almost done’ turns into ‘pending’. This online CPE auditing webinar helps you with understanding how you can ensure that your work statuses never have to go backward. In this webinar, the speaker Danny Goldberg will provide you with the contents of a typical audit report and how to ensure they show your opinion with accuracy. This also provides you with an audit completion plan including engagement, and management factors including achieving your target deadlines.

The auditing wrap-up covers the crucial activities that occur during this phase of the engagement supporting auditors’ opinion regarding the financial statements, fraud, or error. Key documentation, interview, and control check cover the effectiveness and efficiency. Appropriate quality control procedures can mitigate the professional and regulatory risk that can ensure information security, systems operations, and support in case of an undesired event. The speaker covers all these topics in depth that explores the subject for an aspirant while opening new horizons for experienced professionals.

This Online CPE webinar covers the following key topics: 

  • Contents of a typical audit report
  • General computer controls
  • Application system auditing
  • Electronic audit evidence
  • Audit interviews: Steps in the Audit Interview Process
  • Conducting and controlling audit conversations 
  • Time and agenda
  • Phone, virtual interviews, and follow-ups
  • Flowcharting

The speaker Danny Goldberg, utilizes case studies, exercises, group discussions, and brainstorming activities that make this webinar interactive and exciting for the enthusiastic audience. It provides a practical viewpoint on the controversial topics from the industry professionals from numerous peers guided by years of experience from the speaker that provides a unique value to this webinar.

This webinar is a part 3 of 3 day comprehensive seminar on Audit. 

We recommend you to take Part 1 - "Beginner Auditor Boot Camp" and Part 2 - "Fraud Overview" prior to attending this webinar for conclusive learning and better learning experience. 

Learning Objectives

  • To explore the contents of an audit report
  • To review general computer controls to ensure data security
  • To recognize how to execute electronic system auditing
  • To identify audit interviews and key steps in the audit interview process
  • To recognize how to conduct and control audit conversations
  • To manage the time and agenda for audit wrap-up
  • To effectively manage phone interviews and follow-ups
  • To explore critical communications as a tool to develop people-centric skills
  • To identify important methods to think quickly on your feet

Recommended For

  • This online CPE webinar is recommended for CPAs, IAP, QIAL, CMA, CIA, CFF, CFE, CRMA, and other professionals who want to manage auditing wrap-up as a tool to manage auditing quality.
  • This CPE webinar is recommended for auditors in practice who desire to explore audit wrap-up as a tool to support auditing practice.
  • Anyone who supervises audits or is responsible for quality control.

Who Should Attend?

  • Accountant
  • Accounting and audit managers/practitioners
  • Accounting Firm
  • Auditors
  • Chartered Professional Accountant
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • Fraud Analyst
  • Fraud Examiner
  • Fraud Professionals
  • Risk Managers
  • Staff of Accounting Firm
  • Young CPA

Course Qualification

Webinar Qualifies For

  • 6 CPE Credit for Qualification in Internal Audit Leadership (QIAL)
  • 6 CPE Credit for Internal Audit Practitioner (IAP)
  • 6 CPE Credit of Auditing for Certified Public Accountants (CPA-US)
  • 6 CPE Credit of Auditing for Certified Management Accountants (CMA)
  • 6 CPE Credit of Internal Auditing for Certified Internal Auditors (CIA)
  • 6 CPE Credit of Auditing for Certified Fraud Examiner (CFE)
  • 6 CPD Credit of Auditing for Certified Financial Forensics (CFF)
  • 6 CPE Credit for Certification in Risk Management Assurance (CRMA)
  • 6 CE Credit for Certified Fiduciary & Investment Risk Specialist (CFIRS)
  • 6 CE Credit for Certified Wealth Strategist (CWS)
  • 6 General Credit for Accountant/Bookeeper
  • 6 CPD Credit for CA - ICAEW
  • 6 CPD Credit for Chartered Certified Accountants (ACCA)
  • 6 CPD Credit for Chartered Accountants - Ireland (CAI)
  • 6 CPD Credit for Chartered Accountants - Scotland
  • 6 CPD Credit for CPA - Ireland
  • 6 CPE Credit for Certified Government Auditing Professional (CGAP)
  • 6 CPE Credit for Certified Government Financial Manager (CGFM)
  • 6 CPE Credit of Auditing for Certified Valuation Analyst (CVA)
  • 6 CPE Credit of Auditing for Certified Business Appraiser/Master Certified Business Appraiser (CBA/MCBA)

Additional details

  • Course Level :
  • Credits :
  • Instructional Method :
    QAS Self Study
  • Pre-requisites :
  • Advance Preparation :


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About Presenter

Danny Goldberg

President, GoldSRD

Danny M. Goldberg is the Founder of GoldSRD (, a leading provider of Staff Augmentation, Executive Recruiting and Professional Development services.  Danny is a well-known speaker on internal auditing and People-Centric Skills, co-authoring People-Centric Skills: Communication and Interpersonal Skills for Internal Auditors, via Wiley Publications.  People-Centric Skills, 2nd Edition, the follow-up to this critically acclaimed book, is currently available via Amazon and through GoldSRD at a discounted rate. 

Danny has over 22 years of professional experience, including five years leading/building internal audit functions.  Danny was named as one of the Fort Worth Business Press 40 Under 40 for 2014. 

He is a thought-leader in the profession, recognized through his numerous articles in trade magazines and consistent rating as a top speaker in the industry.  Mr. Goldberg is also accredited as the Professional Commentator of the Bureau of National Affairs - Internal Audit: Fundamental Principles and Best Practices (Professional Commentator).  This book was authored by renowned audit scholars Curtis C. Verschoor and Mort A. Dittenhofer – coauthor of Sawyer’s Internal Auditing. 

Mr. Goldberg is an active member of the Institute for Internal Auditors, both at a local and national level.  Leadership roles include: 

  • Current IIA Dallas Chapter Board Member and Programs Committee Co-Chair
  • Former IIA Fort Worth Chapter Board Member and Programs Committee Co-Chair
  • Former Member of the IIA North America Learning Committee (2015)
  • Former Volunteer Chairman of the American Lung Association (2014)
  • Former Audit Committee Chairman/Director at numerous religious organizations

Danny is a Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified in the Governance of Enterprise Information Technology (CGEIT), Certified in Risk and Information Systems Control (CRISC), Certified in Risk Management Assurance (CRMA), has obtained his Certification in Control Self Assessment (CCSA) and is a Chartered Global Management Accountant (CGMA).

About Company

GoldSRD focuses its efforts on three core practices in addition to special projects:

- Staff Augmentation: We have a vast network of very capable and experienced temporary employees that fill your organization’s needs within 72 hours of the request. Our process is differentiated from competitors due to the in-depth review process we perform on candidates.

- Executive Recruiting: Due to our expansive network of very capable and experienced resources, we are able to target not only the right background but ideal personality fit to fill your organization’s needs.

- Professional Development: Our Founder, Danny M. Goldberg, is a renowned speaker and trainer on internal audit, accounting, finance, and soft skills. We have over 100 full-day courses and can customize to your needs. These courses include topical matters on Internal Audit, Audit, Finance and People-Centric© (Soft Skills). With over 100 professional organizations and 30 Fortune 1000 customers, we have the experience and know-how to create a successful, fun, interactive and objective-based course.


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