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IT Auditing for Non-IT Auditors

  • Accountant
  • CRMA
  • CPA/CFF
  • CFE
  • CGAP
  • CGFM
  • CISA
  • CPA/CITP
  • CIA
  • CMA
  • CPA (US)
  • CVA
  • IAP
  • QIAL
  • CRISC
  • CET
  • CBA/MCBA
  • CFIRS
  • CWS

Published: May, 2022

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Before starting this self study program, please go through the instructional document.

  • Course Description
  • Course Qualification
  • Presenter
  • FAQ

Course Description

Overview

  • IA's Obligation in Regards to it
    5 mins
  • Similarities/Differences Between Internal Audit and IT Audit
    20 mins
  • Overview
    44 mins
  • Types of IT Controls
    63 mins
  • Define Impact and Vulnerability Criteria
    81 mins
  • De-Provisioning: Who Should be ultimately Accountable?
    112 mins
  • Database Implementation & Support
    155 mins
  • Are SoD's An IT or Business Control?
    199 mins
  • Auditing Application System
    248 mins
  • Benchmark Questions to Ask
    268 mins

Course Description

While enterprises’ reliance on IT systems continues to increase, IT systems are facing an increasing variety of threats. In the global trend of strengthening industry supervision and internal control, IT is increasingly playing an important role. IT not only needs to provide a guaranteed environment for business risk control, but its own risk control is also receiving much attention. IT risk also becomes part of business risk. IT risk refers to the process of information processing and the application of information technology, which may become various uncertain factors that affect the realization of organizational goals. IT risks include information technology risks at the organizational level, information technology risks at the general control level, and information technology risks at the business process level.

The continuous integration of IT and business is putting more and more CIOs under unprecedented pressure. In the modern-day environment, all auditors must become multi-faceted and multi-purposed. Regardless of background, internal audit professionals must have the basic knowledge of IT Auditing to understand the general concepts, understand IT terminology and how IT Auditing is integral to general auditing. 

However, in the continuously evolving IT scenario, there is no complete view/opinion of one without looking at the other. This IT CPE webinar will take auditors through the basics of IT Auditing.

Key topics included in the Online CPE webinar on Auditing are as follows:

  • IA’s obligation in regards to IT
  • Similarities/differences between internal audit and IT Audit
  • IT Controls & Controls Frameworks Introduction/Overview
  • What is COBIT®?
  • IT Risk Assessment
  • General Computer Controls
  • Access Controls: Appropriate Access And Access Reviews
  • Engagement-Level IT Risk Assessment
  • Segregation of Duties
  • Auditing Application Systems
  • Testing Application Controls
  • Emerging Topics
  • Spreadsheets

Learning Objectives

  • To explore IT auditing from the basics
  • To identify key terms and acronyms
  • To recognize the importance of the IT risk assessment and integration with the audit risk assessment
  • To identify the difference between application controls and general controls and how to identify each

Recommended For

  • This online CPE webinar on auditing is recommended for Financial and Operational auditors with any level of experience who wants to further explore IT Auditing

Who Should Attend?

  • Accountant
  • Accounting Firm
  • Accounting Managers
  • Auditors
  • CPA (Industry)
  • CPA - Mid Size Firm
  • CPA - Small Firm
  • CPA in Business
  • Entrepreneurial CPA
  • Forensic Auditor
  • Fraud & Forensic Auditor
  • Young CPA

Course Qualification

Webinar Qualifies For

  • 6 General Credit of Auditing for Accountant/Bookkeeper/Tax Professionals
  • 6 CPE Credit of Auditing for Certified Public Accountants (CPA-US)
  • 6 CPE Credit of Internal Auditing for Certified Internal Auditors (CIA)
  • 6 CPE Credit of Auditing for Certification in Risk Management Assurance (CRMA)
  • 6 CPD Credit of Internal audit (Information Technology Risk and Advisory Services) for Certified Information Technology Professionals (CITP)
  • 6 CPE Credit of Auditing for Internal Audit Practitioner (IAP)
  • 6 CPE Credit of Auditing for Qualification in Internal Audit Leadership (QIAL)
  • 6 CPE Credit of Auditing for Certified Business Appraiser/Master Certified Business Appraiser (CBA/MCBA)
  • 6 CE Credit for Certified Fiduciary & Investment Risk Specialist (CFIRS)
  • 6 CE Credit for Certified Wealth Strategist (CWS)
  • 6 CPD Credit of Auditing for Certified Financial Forensics (CFF)
  • 6 CPE Credit of Auditing for Certified Fraud Examiner (CFE)
  • 6 CPE Credit of Auditing for Certified Government Auditing Professional (CGAP)
  • 6 CPE Credit of Auditing for Certified Government Financial Manager (CGFM)
  • 6 CPE Credit of Quality Assurance and Improvement of the Audit Process for Certified Information Systems Auditor (CISA)
  • 6 CPE Credit of Auditing for Certified Valuation Analyst (CVA)
  • 6 CPE Credit for Certified in Risk and Information System Control (CRISC)
  • 6 CPE Credit for Certified In Emerging Technology (CET).
  • 6 CPE Credit of Auditing for Certified Management Accountants (CMA)

Additional details

  • Course Level :
    Basic
  • Credits :
    6
  • Instructional Method :
    QAS Self Study
  • Pre-requisites :
    None
  • Advance Preparation :
    None

NASBA APPROVED

MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478

MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.

Presenter

About Presenter

Danny Goldberg

President, GoldSRD

Danny M. Goldberg is the Founder of GoldSRD (www.GoldSRD.com), a leading provider of Staff Augmentation, Executive Recruiting and Professional Development services.  Danny is a well-known speaker on internal auditing and People-Centric Skills, co-authoring People-Centric Skills: Communication and Interpersonal Skills for Internal Auditors, via Wiley Publications.  People-Centric Skills, 2nd Edition, the follow-up to this critically acclaimed book, is currently available via Amazon and through GoldSRD at a discounted rate. 

Danny has over 22 years of professional experience, including five years leading/building internal audit functions.  Danny was named as one of the Fort Worth Business Press 40 Under 40 for 2014. 

He is a thought-leader in the profession, recognized through his numerous articles in trade magazines and consistent rating as a top speaker in the industry.  Mr. Goldberg is also accredited as the Professional Commentator of the Bureau of National Affairs - Internal Audit: Fundamental Principles and Best Practices (Professional Commentator).  This book was authored by renowned audit scholars Curtis C. Verschoor and Mort A. Dittenhofer – coauthor of Sawyer’s Internal Auditing. 

Mr. Goldberg is an active member of the Institute for Internal Auditors, both at a local and national level.  Leadership roles include: 

  • Current IIA Dallas Chapter Board Member and Programs Committee Co-Chair
  • Former IIA Fort Worth Chapter Board Member and Programs Committee Co-Chair
  • Former Member of the IIA North America Learning Committee (2015)
  • Former Volunteer Chairman of the American Lung Association (2014)
  • Former Audit Committee Chairman/Director at numerous religious organizations

Danny is a Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified in the Governance of Enterprise Information Technology (CGEIT), Certified in Risk and Information Systems Control (CRISC), Certified in Risk Management Assurance (CRMA), has obtained his Certification in Control Self Assessment (CCSA) and is a Chartered Global Management Accountant (CGMA).

About Company

GoldSRD focuses its efforts on three core practices in addition to special projects:

- Staff Augmentation: We have a vast network of very capable and experienced temporary employees that fill your organization’s needs within 72 hours of the request. Our process is differentiated from competitors due to the in-depth review process we perform on candidates.

- Executive Recruiting: Due to our expansive network of very capable and experienced resources, we are able to target not only the right background but ideal personality fit to fill your organization’s needs.

- Professional Development: Our Founder, Danny M. Goldberg, is a renowned speaker and trainer on internal audit, accounting, finance, and soft skills. We have over 100 full-day courses and can customize to your needs. These courses include topical matters on Internal Audit, Audit, Finance and People-Centric© (Soft Skills). With over 100 professional organizations and 30 Fortune 1000 customers, we have the experience and know-how to create a successful, fun, interactive and objective-based course.

Faq

FAQs content

  • To receive Continuing Education credit for the event, you must register for the webcast prior to the start of each program.
  • Continuing Education Credit Certificate is available to all eligible participants within 24 hours of each webinar.
  • You must attend complete live webinar and respond to all polling questions asked during the webinar. Credits would be issued on 50 minute credit hour basis.
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  • Our courses meet the global Continuing Professional Development (CPD-IES7) Standard for Chartered Accountants with International Education Standard 7 (IES 7) set by The International Federation of Accountants (IFAC), the International Accounting Education Standards Board (IAESB) and the Association of Chartered Certified Accountants (ACCA). Based on our accreditation by existing IFAC members and affiliates, we believe learners can count their professionally relevant, verifiable learning activities on myCPE, including taking on demand courses and attending live webinars, toward fulfillment of their verifiable CPD-IES7 requirements. However, if there is any question, we recommend that the individual learner confirm with his/her professional licensing organization before taking myCPE courses for CPD-IES7 credit.
  • You can manage your continuing education certificates and credits through your certificate dashboard which is available when you are logged in to your account (LOGIN)
  • As an accredited provider of Continuing Professional Education in the United States, myCPE online learning platform, courses, and webinars meet the requirements set forth by the Institute of Management Accountants (IMA), an IFAC Member Organization, as well as the National State Boards of Accountancy (NASBA) and the Institute of Internal Auditors (IIA), both IFAC Affiliates. As well as it has been approved by NASBA, Internal Revenue Service (IRS), Certified Financial Planner Board (CFP Board), California Tax Education Council (CTEC), Society of Human Resource Professional (SHRM), Human Resource Certification Institute (HRCI) and many more.Therefore, we believe learners can count their professionally relevant, verifiable learning activities on myCPE, including taking on demand courses and attending live webinars, toward fulfillment of their verifiable continuing education requirement as CPD-IES7 requirements. However, if there is any question, we recommend that the individual learner confirm with his/her professional licensing organization before taking myCPE courses for CPD-IES7 credit.
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Ratings and Review

4.1

22 Ratings

Excellent

7

Very Good

11

Average

4

Poor

0

Terrible

0

JP

Joseph Pottackal, CPA (US)

Jun 28th, 2021

Very Good

HS

Henry Staaterman, CPA (US)

May 15th, 2022

no

SH

Sandra Harlan, CPA (US)

Jul 24th, 2022

This session did not record my last time so I had to go through the full length of the video three times to get to the test

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