Where Do They Go Wrong? – Using Risk Assessment To Improve Audit Effectiveness

Webinar Qualifies For

• 2 CPE Credit of Auditing for Certified Public Accountants (CPA-US)
• 2 General Credit of Auditing for Accountant/Bookkeeper/Tax Professionals
• 2 CPE Credit of Internal Auditing for Certified Internal Auditors (CIA)
• 2 CPE Credit of Auditing for Certified Fraud Examiner (CFE)
• 2 CPE Credit of Auditing for Certified Management Accountants (CMA)
• 2 CPE Credit of Risk-Based Audit Planning for Certified Information Systems Auditor (CISA)
• 2 CPE Credit of Audit Risk for Certification in Risk Management Assurance (CRMA)
• 2 CPD Credit of Auditing for Certified Financial Forensics (CFF)
• 2 CPE Credit of Auditing for Certified Government Financial Manager (CGFM)
• 2 CPE Credit of Auditing for Internal Audit Practitioner (IAP)
• 2 CPE Credit of Auditing for Master Analyst In Financial Forensics (MAFF)
• 2 CPE Credit of Risk Management for Certified Internal Controls Auditor (CICA)
• 2 CPE Credit of Auditing for Iowa Licensed Public Accountant (IA-LPA)
• 2 CPE Credit of Auditing for Qualification in Internal Audit Leadership (QIAL)
• 2 CPE Credit of Auditing for Maine Licensed Public Accountant (ME-LPA)
• 2 CPE Credit of Auditing for Delaware Licensed Public Accountant (DE-LPA)
• 2 CPE Credit of Risk Management for Certified Controls Specialist (CCS)

About Instructor

Mark Dauberman, CPA (US)

Owner, Mark Dauberman

Mark provides CPE and technical staff training for CPA firms, private industry, state CPA societies, and government organizations.  His topics include accounting, SSARS, ethics, fraud, internal and external auditing, internal control development (COSO), entrepreneurship, and developing a business plan.  Mark is in the process of initiating a new entity, The Internal Control Institute, which will be offering CPE and staff training related to internal controls, and in conjunction with professors from Claremont Graduate University, will be providing internal control consulting.

Mark is also an expert witness in the defense of CPAs in cases involving primarily ethics, fraud, and compliance with standards in the performance of professional services.

Mark also provides consulting services to CPA firms with an A & A practice that do not have an expert on GAAP or requirements of Professional Standards within the firm.  He addresses such matters as conformity with GAAP, adequacy of disclosures, compliance with professional standards, risk assessment, development and performance of audit and review processes, engagement documentation, compilation and preparation engagements, ethics and independence requirements, assessing and enhancing internal controls for the firm and clients, preparation for peer review, and staff training and CPE.  He also provides consulting services related to client management and marketing.

Mark’s public accounting experience includes working with Kenneth Leventhal & Company and more recently, he was a partner at NSBN, a Beverly Hills CPA and business consulting firm. Mark’s industry experience includes serving as assistant controller of a large trucking and warehousing firm along with controller and Vice President of Finance and Administration for major real estate development companies.  Mark also spent nearly 30 years as an entrepreneur, operating a company that prepared individuals for the CPA exam nationwide.

Mark has been involved in accounting education at CSU Northridge, CSU San Bernardino, Loyola Marymount University and UCLA.  He obtained his bachelor’s degree in accounting from CSU Northridge. He obtained his Executive MBA at the Peter Drucker and Masatoshi Ito School of Management at Claremont Graduate University, where he previously had been a student of Dr. Drucker’s.  He also obtained an Internal Control Certificate from COSO.  Until recently, he authored “Knowledge Based Preparation, Compilation, and Review Engagements” for CCH and updated their checklists for SSARS engagements.  He also served as Senior Editor for Roger CPA Review.

Additional Information

NASBA APPROVED

MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478

MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.