The Essential Guide to SEC Form 10-K 3.5 Credits
Compliance, Disclosures, and Best Practices
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SEC Form 10-K serves as a cornerstone of financial transparency for public companies. Understanding the purpose, regulatory requirements, and compliance aspects of Form 10-K is critical for both companies and their stakeholders.
This course provides a deep dive into SEC Form 10-K. This course addresses the essential requirements and regulatory aspects, including filing deadlines and their significance for investors. It also addresses the financial statements section, covering the balance sheet, income statement, cash flow statement, and footnote disclosures, along with best practices for preparation. It will also focus on the Management’s Discussion and Analysis (MD&A) section, exploring its importance in the explanation of financial results and addressing common drafting challenges. Finally, this course discusses risk factors, internal controls, and corporate governance disclosures, highlighting their role in enhancing transparency.
Key topics covered:
Join this CPE Course; it provides essential insights for investors, analysts, and regulators, helping them make informed decisions and assess risks effectively. By understanding the importance of accurate and timely filing, companies can ensure compliance while delivering valuable information to those who rely on their financial disclosures.
For more CPE Financial Reporting courses, Click here.
| License details | Credits | Status |
|---|---|---|
| Accounting for Certified Public Accountants (CPA-US) | 3.5 CPE | Approved |
| Certified Internal Auditors (CIA) | 3.5 CPE | Eligible |
| Certified Management Accountants (CMA) | 3.5 CPE | Eligible |
| Chartered Financial Analyst (CFA) | 3.5 PL | Eligible |
| Accounting for Delaware Licensed Public Accountant (DE-LPA) | 3.5 CPE | Eligible |
| Certified Government Financial Manager (CGFM) | 3.5 CPE | Eligible |
| Certified Fraud Examiner (CFE) | 3.5 CPE | Eligible |
| Internal Audit Practitioner (IAP) | 3.5 CPE | Eligible |
| Certified Financial Forensics (CFF) | 3.5 CPD | Eligible |
| Certified Valuation Analyst (CVA) | 3.5 CPE | Eligible |
| Qualification in Internal Audit Leadership (QIAL) | 3.5 CPE | Eligible |
| Accounting for Iowa Licensed Public Accountant (IA-LPA) | 3.5 CPE | Eligible |
| Accounting for Maine Licensed Public Accountant (ME-LPA) | 3.5 CPE | Eligible |
| CIPM | 3.5 PL | Eligible |
| Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 3.5 CPE | Eligible |
| Certified FP&A Professional (FP&A) | 3.5 CE | Eligible |
| License details | Credits | Status |
|---|---|---|
| Accounting for Certified Public Accountants (CPA-US) | 3.5 CPE | Approved |
| Certified Internal Auditors (CIA) | 3.5 CPE | Eligible |
| Certified Management Accountants (CMA) | 3.5 CPE | Eligible |
| Chartered Financial Analyst (CFA) | 3.5 PL | Eligible |
| Accounting for Delaware Licensed Public Accountant (DE-LPA) | 3.5 CPE | Eligible |
| Certified Government Financial Manager (CGFM) | 3.5 CPE | Eligible |
| Certified Fraud Examiner (CFE) | 3.5 CPE | Eligible |
| Internal Audit Practitioner (IAP) | 3.5 CPE | Eligible |
| Certified Financial Forensics (CFF) | 3.5 CPD | Eligible |
| Certified Valuation Analyst (CVA) | 3.5 CPE | Eligible |
| Qualification in Internal Audit Leadership (QIAL) | 3.5 CPE | Eligible |
| Accounting for Iowa Licensed Public Accountant (IA-LPA) | 3.5 CPE | Eligible |
| Accounting for Maine Licensed Public Accountant (ME-LPA) | 3.5 CPE | Eligible |
| CIPM | 3.5 PL | Eligible |
| Certified Business Appraiser (CBA)/Master Certified Business Appraiser (MCBA) | 3.5 CPE | Eligible |
| Certified FP&A Professional (FP&A) | 3.5 CE | Eligible |
Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
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Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as a Principal in Accounting Policy with HP in Doha, Qatar. Prior to HP, he served in multiple accounting roles in the oil & gas industry with ConocoPhillips including technical accounting policy, SOX compliance, and internal audit. He also gained public accounting experience with PricewaterhouseCoopers, working with various clients in the energy, electric, power, gas, and utility sectors.
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We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days - fastest in the industry.
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