Leadership Skills for the Lead Auditor 1.5 Credits
Learning mode
The success of an audit engagement often
depends on the performance of the Lead Auditor. There are certain skills and attributes a
Lead Auditor should have to successfully lead an audit engagement. They must
understand their audit manual and the key audit standards to effectively get
the job done.
Audit leaders today need to know how to run a
team properly so that every project runs smoothly. They must provide directions
to the audit team; assess the quality of the work of the audit team; provide
ongoing communication to audit management and audit clients; develop the draft
report; prepare for the exit conference; assess the performance of the audit
team; and many other minors
This CPE webinar
will provide the information necessary to provide effective leadership in audit
engagements.
The Lead Auditor has a lot of
responsibilities. They must provide directions to the audit team; assess the
quality of the work of the audit team; provide ongoing communication to audit
management and audit clients; develop the draft report; prepare for the exit conference; assess the
performance of the audit team; and many other minor activities. The success of
an audit engagement will often depend on how well the Lead Auditor carries out
those functions.Â
The speaker
of this CPE course will help you to understand the skills needed and the
responsibilities of the Lead Auditor.
Following are the areas covered in the CPE Auditing course:
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Credits
Course Level
Instructional Method
Pre-requisites
Advance Preparation
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Mr. Keith has over 50 years of audit experience and served as the Chief Audit Executive for the Metropolitan Atlanta Rapid Transit Authority (MARTA) for 12 years before his retirement in 2012. His other audit experience includes serving as Operational Audit Manager for five years and was a Senior Auditor in the Contract Compliance Audit Branch at MARTA. He was also a Senior Auditor at Norfolk Southern Railway, and a Bank Examiner at the Federal Reserve Bank of Atlanta.
As the Chief Audit Executive for MARTA, he was responsible for administering the overall audit activities for the Department of Internal Audit including:
He was a volunteer seminar instructor for the Institute of Internal Auditors. Some of the courses taught included:
He has written three IIA Magazine articles including:
He has provided training for the Association of Certified Fraud Examiners Annual Conference:
He currently teaches audit webinars, including:
He has a degree in Economics from Clark Atlanta University. His certifications include Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), and Certified Government Auditing Professional (CGAP).
Mr. Keith has been married over 50 years. He also co-authored a book with his wife on marriage entitled “Tied Together – The Marriage Trinity”. He has two daughters and five grandchildren.
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Yes, all our live webinars are approved by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies, ensuring they meet the high standards for quality, interactivity, and educational content set by these organizations.
To maintain compliance, you must adhere to the guidelines set by NASBA and other regulatory bodies, which include attending the full duration of the webinar, participating in interactive elements, and completing any post-webinar evaluations or assessments.
After successfully attending a live webinar and fulfilling all participation requirements, you can access and download your completion certificates from your account dashboard on our platform. These certificates are recognized by NASBA, IRS, CFP Board, HRCI, SHRM, Payroll Org, FP Canada, and 25+ other regulatory bodies for compliance and reporting purposes.
We issue instant credit certificates, ensuring they are valid for presentation to governing bodies. Typically, we report IRS, CTEC, CFP, IDFP, IWI, VBOA Ethics credits within 7 days – the fastest in the industry.
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