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GAGAS planning standards10 mins
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Risk based annual audit plan11 mins
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Develop a risk-based annual audit plan22 mins
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Conduct a preliminary survey27 mins
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Sample audit program41 mins
Published: May, 2022
The planning process is a key factor in the success of an audit engagement. It could mean the difference between an efficient and effective audit engagement and an engagement that went over budget and struggled to achieve all the audit objectives.
There are a number of things that impact the planning
The purpose of any audit engagement is the achievement of the audit objectives. The success of the engagement may well depend on the planning. There are a number of things that impact the planning:
The lead auditor will generally do the engagement planning with a review and approval by the audit manager. How well the planning is done will have a significant impact on the success of that engagement.
This Online CPE Auditing Webinar is designed to give you the basics for efficient and effective audit engagement planning.
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Auditor, JonSherr Ent.
Mr. Keith has over 50 years of audit experience and served as the Chief Audit Executive for the Metropolitan Atlanta Rapid Transit Authority (MARTA) for 12 years before his retirement in 2012. His other audit experience includes serving as Operational Audit Manager for five years and was a Senior Auditor in the Contract Compliance Audit Branch at MARTA. He was also a Senior Auditor at Norfolk Southern Railway, and a Bank Examiner at the Federal Reserve Bank of Atlanta.
As the Chief Audit Executive for MARTA, he was responsible for administering the overall audit activities for the Department of Internal Audit including:
He was a volunteer seminar instructor for the Institute of Internal Auditors. Some of the courses taught included:
He has written three IIA Magazine articles including:
He has provided training for the Association of Certified Fraud Examiners Annual Conference:
He currently teaches audit webinars, including:
He has a degree in Economics from Clark Atlanta University. His certifications include Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), and Certified Government Auditing Professional (CGAP).
Mr. Keith has been married over 50 years. He also co-authored a book with his wife on marriage entitled “Tied Together – The Marriage Trinity”. He has two daughters and five grandchildren.
4 Ratings
VR
Jun 21st, 2022
Good bite sized session on audit planning!
1 Credit
Subject Area
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