-
Course Level :Basic
-
Credits :0.5
-
Pre-requisites :None
-
Advance Preparation :None
In today’s rapidly evolving business environment, transparency and effective communication are paramount in ensuring investors’ trust and fostering sustainable growth. One of the most crucial documents in achieving this is the SEC Form 10-K.
This CPE Course will delve into the intricate details of risk factors, internal controls over financial reporting (ICFR), and corporate governance disclosures within the 10-K. We will explore how companies communicate the risks they face, providing a roadmap to identify operational vulnerabilities. We will also touch on the importance of maintaining robust internal controls and the role they play in safeguarding accurate financial reporting. Executive compensation disclosures, which often spark significant investor interest, will also be addressed, particularly focusing on transparency and alignment with business goals.
Key topics covered:
Join this course, we will provide you with the tools to better understand and navigate these vital areas in SEC Form 10-K filings, empowering you to make more informed decisions.
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Kelen is a recognized author and reviewer of CPE courses and has authored over 150 courses (370+ CPE credit hours) covering a range of accounting, auditing, financial reporting, regulatory, and ethics topics. His courses are available for purchase from many online CPE providers including the AICPA. Kelen remained involved in CPA exam content development for nearly 10 years and authored more than a thousand multiple choice questions for various sections of the CPA exam. He also serves as an Editorial Advisor for the AICPA’s "Journal of Accountancy". 
Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as a Principal in Accounting Policy with HP in Doha, Qatar. Prior to HP, he served in multiple accounting roles in the oil & gas industry with ConocoPhillips including technical accounting policy, SOX compliance, and internal audit. He also gained public accounting experience with PricewaterhouseCoopers, working with various clients in the energy, electric, power, gas, and utility sectors.
9 Ratings
