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Course Level :Basic
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Credits :3.5
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Pre-requisites :None
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Advance Preparation :None
SEC Form 10-K serves as a cornerstone of financial transparency for public companies. Understanding the purpose, regulatory requirements, and compliance aspects of Form 10-K is critical for both companies and their stakeholders. Â
This course provides a deep dive into SEC Form 10-K.  This course addresses the essential requirements and regulatory aspects, including filing deadlines and their significance for investors.  It also addresses the financial statements section, covering the balance sheet, income statement, cash flow statement, and footnote disclosures, along with best practices for preparation.  It will also focus on the Management’s Discussion and Analysis (MD&A) section, exploring its importance in the explanation of financial results and addressing common drafting challenges.  Finally, this course discusses risk factors, internal controls, and corporate governance disclosures, highlighting their role in enhancing transparency.  Â
Key topics covered:Â
Join this CPE Course; it provides essential insights for investors, analysts, and regulators, helping them make informed decisions and assess risks effectively. By understanding the importance of accurate and timely filing, companies can ensure compliance while delivering valuable information to those who rely on their financial disclosures.Â
For more CPE Financial Reporting courses, Click here.
MY-CPE LLC, 1600 Highway 6 south, suite 250, sugar land, TX, 77478
MY-CPE LLC (Sponsor Id#: 143597) is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.
Advisor, HP
Kelen is a recognized author and reviewer of CPE courses and has authored over 150 courses (370+ CPE credit hours) covering a range of accounting, auditing, financial reporting, regulatory, and ethics topics. His courses are available for purchase from many online CPE providers including the AICPA. Kelen remained involved in CPA exam content development for nearly 10 years and authored more than a thousand multiple choice questions for various sections of the CPA exam. He also serves as an Editorial Advisor for the AICPA’s "Journal of Accountancy". 
Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as a Principal in Accounting Policy with HP in Doha, Qatar. Prior to HP, he served in multiple accounting roles in the oil & gas industry with ConocoPhillips including technical accounting policy, SOX compliance, and internal audit. He also gained public accounting experience with PricewaterhouseCoopers, working with various clients in the energy, electric, power, gas, and utility sectors.
3 Ratings
